22002A0430(01)

 

Agreement between the European Community and its Member States, of

the one part, and the Swiss Confederation, of the other, on the free

movement of persons - Final Act - Joint Declarations - Information

relating to the entry into force of the seven Agreements with the

Swiss Confederation in the sectors free movement of persons, air and

land transport, public procurement, scientific and technological

cooperation, mutual recognition in relation to conformity

assessment, and trade in agricultural products

 

Official Journal L 114 , 30/04/2002 P. 0006 - 0072 

 

Dates:

of document:   21/06/1999

of effect:   01/06/2002; Entry into force See Art 25 And OJ L

114/2002 P. 480

of signature:   21/06/1999; Luxembourg

end of validity:   99/99/9999; See Art. 25.2

 

Authentic language: The official languages ; German ; English ;

Danish ; Spanish ; Finnish ; French ; Greek ; Italian ; Dutch ;

Portuguese ; Swedish

Author:

European Community ; The 15 Member States ; Belgium ; Denmark ;

Federal Republic of Germany ; Greece ; Spain ; France ; Ireland ;

Italy ; Luxembourg ; Netherlands ; Austria ; Portugal ; Finland ;

Sweden ; United Kingdom ; Switzerland

 

Subject matter: External relations ; Cooperation ; Free movement of

persons

Directory code: 11401010

EUROVOC descriptor: EC agreement ; Switzerland ; free movement of

persons ; recognition of diplomas

 

Legal basis:

157A101-L2................ Adoption

197E300-P2L1FR2........... Adoption

197E300-P3L2.............. Adoption

197E300-P4................ Adoption

197E310................... Adoption

Instruments cited:

385L0384..................

194A0301(01)..............

194N/PRO/02...............

Earlier related instruments:

202A0430(02)......Relation......

202A0430(03)......Relation......

202A0430(04)......Relation......

202A0430(05)......Relation......

202A0430(06)......Relation......

202A0430(07)......Relation......

Amended by:

Adopted by.... 302D0309..........

Amended by.... 203D0554.......... Amendment ANN 2 from 01/06/2002

Subsequent related instruments:

Relation...... 202A0430(02)......

Relation...... 202A0430(03)......

Relation...... 202A0430(04)......

Relation...... 202A0430(05)......

Relation...... 202A0430(06)......

Relation...... 202A0430(07)......

 

 

 

 

Agreement

between the European Community and its Member States, of the one

part, and the Swiss Confederation, of the other, on the free

movement of persons

 

THE SWISS CONFEDERATION, of the one part,

and

THE EUROPEAN COMMUNITY,

THE KINGDOM OF BELGIUM,

THE KINGDOM OF DENMARK,

THE FEDERAL REPUBLIC OF GERMANY,

THE HELLENIC REPUBLIC,

THE KINGDOM OF SPAIN,

THE FRENCH REPUBLIC,

IRELAND,

THE ITALIAN REPUBLIC,

THE GRAND DUCHY OF LUXEMBOURG,

THE KINGDOM OF THE NETHERLANDS,

THE REPUBLIC OF AUSTRIA,

THE PORTUGUESE REPUBLIC,

THE REPUBLIC OF FINLAND,

THE KINGDOM OF SWEDEN,

THE UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND, of the

other part,

hereinafter referred to as "the Contracting Parties",

Convinced that the free movement of persons between the territories

of the Contracting Parties is a key factor in the harmonious

development of their relations,

Resolved to bring about the free movement of persons between them on

the basis of the rules applying in the European Community,

Have decided to conclude this Agreement:

I. BASIC PROVISIONS

Article 1

Objective

The objective of this Agreement, for the benefit of nationals of the

Member States of the European Community and Switzerland, is:

(a) to accord a right of entry, residence, access to work as

employed persons, establishment on a self-employed basis and the

right to stay in the territory of the Contracting Parties;

(b) to facilitate the provision of services in the territory of the

Contracting Parties, and in particular to liberalise the provision

of services of brief duration;

(c) to accord a right of entry into, and residence in, the territory

of the Contracting Parties to persons without an economic activity

in the host country;

(d) to accord the same living, employment and working conditions as

those accorded to nationals.

 

Article 2

Non-discrimination

Nationals of one Contracting Party who are lawfully resident in the

territory of another Contracting Party shall not, in application of

and in accordance with the provisions of Annexes I, II and III to

this Agreement, be the subject of any discrimination on grounds of

nationality.

 

Article 3

Right of entry

The right of entry of nationals of one Contracting Party into the

territory of another Contracting Party shall be guaranteed in

accordance with the provisions laid down in Annex I.

 

Article 4

Right of residence and access to an economic activity

The right of residence and access to an economic activity shall be

guaranteed unless otherwise provided in Article 10 and in accordance

with the provisions of Annex I.

 

Article 5

Persons providing services

1. Without prejudice to other specific agreements between the

Contracting Parties specifically concerning the provision of

services (including the Government Procurement Agreement in so far

as it covers the provision of services), persons providing services,

including companies in accordance with the provisions of Annex I,

shall have the right to provide a service in the territory of the

other Contracting Party for a period not exceeding 90 days' of

actual work in a calendar year.

2. Providers of services shall have the right of entry into, and

residence in, the territory of the other Contracting Party:

(a) where they have the right to provide a service under paragraph 1

or by virtue of the provisions of an agreement mentioned in

paragraph 1;

(b) or, if the conditions specified in (a) are not fulfilled, where

they have received authorisation to provide a service from the

competent authorities of the Contracting Party concerned.

3. Nationals of a Member State of the European Community or

Switzerland entering the territory of a Contracting Party solely to

receive services shall have the right of entry and residence.

4. The rights referred to in this Article shall be guaranteed in

accordance with the provisions laid down in Annexes I, II and III.

The quantitative limits of Article 10 may not be relied upon as

against persons referred to in this Article.

 

Article 6

Right of residence for persons not pursuing an economic activity

The right of residence in the territory of a Contracting Party shall

be guaranteed to persons not pursuing an economic activity in

accordance with the provisions of Annex I relating to non-active

people.

 

Article 7

Other rights

The Contracting Parties shall make provision, in accordance with

Annex I, for the following rights in relation to the free movement

of persons:

(a) the right to equal treatment with nationals in respect of access

to, and the pursuit of, an economic activity, and living, employment

and working conditions;

(b) the right to occupational and geographical mobility which

enables nationals of the Contracting Parties to move freely within

the territory of the host state and to pursue the occupation of

their choice;

(c) the right to stay in the territory of a Contracting Party after

the end of an economic activity;

(d) the right of residence for members of the family, irrespective

of their nationality;

(e) the right of family members to pursue an economic activity,

irrespective of their nationality;

(f) the right to acquire immovable property in so far as this is

linked to the exercise of rights conferred by this Agreement;

(g) during the transitional period, the right, after the end of an

economic activity or period of residence in the territory of a

Contracting Party, to return there for the purposes of pursuing an

economic activity and the right to have a temporary residence permit

converted into a permanent one.

 

Article 8

Coordination of social security systems

The Contracting Parties shall make provision, in accordance with

Annex II, for the coordination of social security systems with the

aim in particular of:

(a) securing equality of treatment;

(b) determining the legislation applicable;

(c) aggregation, for the purpose of acquiring and retaining the

right to benefits, and of calculating such benefits, all periods

taken into consideration by the national legislation of the

countries concerned;

(d) paying benefits to persons residing in the territory of the

Contracting Parties;

(e) fostering mutual administrative assistance and cooperation

between authorities and institutions.

 

Article 9

Diplomas, certificates and other qualifications

In order to make it easier for nationals of the Member States of the

European Community and Switzerland to gain access to and pursue

activities as employed and self-employed persons and to provide

services, the Contracting Parties shall take the necessary measures,

in accordance with Annex III, concerning the mutual recognition of

diplomas, certificates and other qualifications, and coordination of

the laws, regulations and administrative provisions of the

Contracting Parties on access to and pursuit of activities as

employed and self-employed persons and the provision of services.

 

II. GENERAL AND FINAL PROVISIONS

Article 10

Transitional provisions and development of the Agreement

1. For five years after the entry into force of the Agreement,

Switzerland may maintain quantitative limits in respect of access to

an economic activity for the following two categories of residence:

residence for a period of more than four months and less than one

year and residence for a period equal to, or exceeding, one year.

There shall be no restriction on residence for less than four

months.

From the beginning of the sixth year, all quantitative limits

applicable to nationals of the Member States of the European

Community shall be abolished.

2. For a maximum period of two years, the Contracting Parties may

maintain the controls on the priority of workers integrated into the

regular labour market and wage and working conditions applicable to

nationals of the other Contracting Party, including the persons

providing services referred to in Article 5. Before the end of the

first year, the Joint Committee shall consider whether these

restrictions need to be maintained. It may curtail the maximum

period of two years. The controls on the priority of workers

integrated into the regular labour market shall not apply to

providers of services liberalised by a specific agreement between

the Contracting Parties concerning the provision of services

(including the Agreement on certain aspects of government

procurement in so far as it covers the provision of services).

3. On entry into force of this Agreement and until the end of the

fifth year, each year Switzerland shall reserve, within its overall

quotas, for employed and self-employed persons of the European

Community at least 15000 new residence permits valid for a period

equal to, or exceeding, one year and 115500 valid for more than four

months and less than one year.

4. Notwithstanding the provisions of paragraph 3, the Contracting

Parties have agreed on the following arrangements: if, after five

years and up to 12 years after the entry into force of the

Agreement, the number of new residence permits of either of the

categories referred to in paragraph 1 issued to employed and

self-employed persons of the European Community in a given year

exceeds the average for the three preceding years by more than 10 %,

Switzerland may, for the following year, unilaterally limit the

number of new residence permits of that category for employed and

self-employed persons of the European Community to the average of

the three preceding years plus 5 %. The following year, the number

may be limited to the same level.

Notwithstanding the provisions of the previous subparagraph, the

number of new residence permits issued to employed and self-employed

persons of the European Community may not be limited to fewer than

15000 per year valid for a period equal to, or exceeding, one year

and 115500 per year valid for more than four months and less than

one year.

5. The transitional provisions of paragraphs 1 to 4, and in

particular those of paragraph 2 concerning the priority of workers

integrated into the regular labour market and controls on wage and

working conditions, shall not apply to employed and self-employed

persons who, at the time of this Agreement's entry into force, are

authorised to pursue an economic activity in the territory of the

Contracting Parties. Such persons shall in particular enjoy

occupational and geographical mobility. The holders of residence

permits valid for less than one year shall be entitled to have their

permits renewed; the exhaustion of quantitative limits may not be

invoked against them. The holders of residence permits valid for a

period equal to, or exceeding, one year shall automatically be

entitled to have their permits extended. Such employed and

self-employed persons shall therefore enjoy the rights to free

movement accorded to established persons in the basic provisions of

this Agreement, and in particular Article 7 thereof, from its entry

into force.

6. Switzerland shall regularly and promptly forward to the Joint

Committee any useful statistics and information, including measures

implementing paragraph 2. A Contracting Party may request a review

of the situation within the Joint Committee.

7. No quantitative limits may be applied to frontier workers.

8. The transitional provisions on social security and the

retrocession of unemployment insurance contributions are laid down

in the Protocol to Annex II.

 

Article 11

Processing of appeals

1. The persons covered by this Agreement shall have a right of

appeal to the competent authorities in respect of the application of

the provisions of this Agreement.

2. Appeals must be processed within a reasonable period of time.

3. Persons covered by this Agreement shall have the opportunity to

appeal to the competent national judicial body in respect of

decisions on appeals, or the absence of a decision within a

reasonable period of time.

 

Article 12

More favourable provisions

This Agreement shall not preclude any more favourable national

provisions which may exist for both nationals of the Contracting

Parties and their family members.

 

Article 13

Standstill

The Contracting Parties undertake not to adopt any further

restrictive measures vis-š-vis each other's nationals in fields

covered by this Agreement.

 

Article 14

Joint Committee

1. A Joint Committee composed of representatives of the Contracting

Parties is hereby established. It shall be responsible for the

management and proper application of the Agreement. To that end it

shall issue recommendations. It shall take decisions in the

circumstances provided for in the Agreement. The Joint Committee

shall reach its decisions by mutual agreement.

2. In the event of serious economic or social difficulties, the

Joint Committee shall meet, at the request of either Contracting

Party, to examine appropriate measures to remedy the situation. The

Joint Committee may decide what measures to take within 60 days of

the date of the request. This period may be extended by the Joint

Committee. The scope and duration of such measures shall not exceed

that which is strictly necessary to remedy the situation. Preference

shall be given to measures that least disrupt the working of this

Agreement.

3. For the purposes of proper implementation of the Agreement, the

Contracting Parties shall regularly exchange information and, at the

request of either of them, shall consult each other within the Joint

Committee.

4. The Joint Committee shall meet as and when necessary and at least

once a year. Either Party may request the convening of a meeting.

The Joint Committee shall meet within 15 days of a request under

paragraph 2.

5. The Joint Committee shall establish its rules of procedure which

shall contain, inter alia, provisions on the convening of meetings,

the appointment of the chairman and the chairman's term of office.

6. The Joint Committee may decide to set up any working party or

group of experts to assist it in the performance of its duties.

 

Article 15

Annexes and Protocols

The Annexes and Protocols to this Agreement shall form an integral

part thereof. The Final Act shall contain the declarations.

 

Article 16

Reference to Community law

1. In order to attain the objectives pursued by this Agreement, the

Contracting Parties shall take all measures necessary to ensure that

rights and obligations equivalent to those contained in the legal

acts of the European Community to which reference is made are

applied in relations between them.

2. Insofar as the application of this Agreement involves concepts of

Community law, account shall be taken of the relevant case-law of

the Court of Justice of the European Communities prior to the date

of its signature. Case-law after that date shall be brought to

Switzerland's attention. To ensure that the Agreement works

properly, the Joint Committee shall, at the request of either

Contracting Party, determine the implications of such case-law.

 

Article 17

Development of law

1. As soon as one Contracting Party initiates the process of

adopting a draft amendment to its domestic legislation, or as soon

as there is a change in the case-law of authorities against whose

decisions there is no judicial remedy under domestic law in a field

governed by this Agreement, it shall inform the other Contracting

Party through the Joint Committee.

2. The Joint Committee shall hold an exchange of views on the

implications of such an amendment for the proper functioning of the

Agreement.

 

Article 18

Revision

If a Contracting Party wishes to have this Agreement revised, it

shall submit a proposal to that effect to the Joint Committee.

Amendments to this Agreement shall enter into force after the

respective internal procedures have been completed, with the

exception of amendments to Annexes II and III, which shall be

adopted by decision of the Joint Committee and may enter into force

immediately after that decision.

 

Article 19

Settlement of disputes

1. The Contracting Parties may bring a matter under dispute which

concerns the interpretation or application of this Agreement to the

Joint Committee.

2. The Joint Committee may settle the dispute. Any information which

might be of use in making possible an in-depth examination of the

situation with a view to finding an acceptable solution shall be

supplied to the Joint Committee. To this end, the Joint Committee

shall consider every possible means to maintain the good functioning

of this Agreement.

 

Article 20

Relationship to bilateral social security agreements

Unless otherwise provided for under Annex II, bilateral social

security agreements between Switzerland and the Member States of the

European Community shall be suspended on the entry into force of

this Agreement, in so far as the latter covers the same

subject-matter.

 

Article 21

Relationship to bilateral agreements on double taxation

1. The provisions of bilateral agreements between Switzerland and

the Member States of the European Community on double taxation shall

be unaffected by the provisions of this Agreement. In particular,

the provisions of this Agreement shall not affect the double

taxation agreements' definition of "frontier workers".

2. No provision of this Agreement may be interpreted in such a way

as to prevent the Contracting Parties from distinguishing, when

applying the relevant provisions of their fiscal legislation,

between taxpayers whose situations are not comparable, especially as

regards their place of residence.

3. No provision of this Agreement shall prevent the Contracting

Parties from adopting or applying measures to ensure the imposition,

payment and effective recovery of taxes or to forestall tax evasion

under their national tax legislation or agreements aimed at

preventing double taxation between Switzerland, of the one part, and

one or more Member States of the European Community, of the other

part, or any other tax arrangements.

 

Article 22

Relationship to bilateral agreements on matters other than social

security and double taxation

1. Notwithstanding the provisions of Articles 20 and 21, this

Agreement shall not affect agreements linking Switzerland, of the

one part, and one or more Member States of the European Community,

of the other part, such as those concerning private individuals,

economic operators, cross-border cooperation or local frontier

traffic, in so far as they are compatible with this Agreement.

2. In the event of incompatibilities between such agreements and

this Agreement, the latter shall prevail.

 

Article 23

Acquired rights

In the event of termination or non-renewal, rights acquired by

private individuals shall not be affected. The Contracting Parties

shall settle by mutual agreement what action is to be taken in

respect of rights in the process of being acquired.

 

Article 24

Territorial scope

This Agreement shall apply, on the one hand, to the territory of

Switzerland and, on the other hand, to the territories in which the

Treaty establishing the European Community is applicable and under

the conditions laid down by that Treaty.

 

Article 25

Entry into force and duration

1. This Agreement shall be ratified or approved by the Contracting

Parties in accordance with their own procedures. It shall enter into

force on the first day of the second month following the last

notification of deposit of the instruments of ratification or

approval of all seven of the following agreements:

Agreement on the free movement of persons

Agreement on air transport

Agreement on the carriage of passengers and goods by road and rail

Agreement on trade in agricultural products

Agreement on the mutual recognition of conformity assessment

Agreement on certain aspects of government procurement

Agreement on scientific and technological cooperation.

2. This Agreement shall be concluded for an initial period of seven

years. It shall be renewed indefinitely unless the European

Community or Switzerland notifies the other Contracting Party to the

contrary before the initial period expires. In the event of such

notification, paragraph 4 shall apply.

3. The European Community or Switzerland may terminate this

Agreement by notifying its decision to the other Party. In the event

of such notification, the provisions of paragraph 4 shall apply.

4. The seven Agreements referred to in paragraph 1 shall cease to

apply six months after receipt of notification of non-renewal

referred to in paragraph 2 or termination referred to in paragraph

3.

 

 

 

Hecho en Luxemburgo, el veintiuno de junio de mil novecientos

noventa y nueve,

en doble ejemplar en lenguas alemana, danesa, espaęola, finesa,

francesa, griega, inglesa, italiana, neerlandesa, portuguesa y

sueca, siendo cada uno de estos textos igualmente

autłntico./Udfördiget i Luxembourg, den enogtyvende juni nitten

hundrede og nioghalvfems,

i to eksemplarer põ dansk, engelsk, finsk, fransk, grösk, italiensk,

nederlandsk, portugisisk, spansk, svensk og tysk, idet hver af disse

tekster har samme gyldighed./Geschehen zu Luxemburg am

einundzwanzigsten Juni neunzehnhundertneunundneunzig

in zweifacher Ausfertigung in dōnischer, deutscher, englischer,

finnischer, franzŠsischer, griechischer, italienischer,

niederlōndischer, portugiesischer, spanischer und schwedischer

Sprache, wobei jeder dieser Wortlaute gleichermačen verbindlich

ist./>ISO_7>øółżõ ėĮ˙ Ė˙įžõüņ˙žęó˙, ėĮłĖ õčś˙ėł üčń É˙įżč˙į ščūłń

õżżłńśŽėłń õżõżČżĮń õżżąń,

ėõ ōž˙ ńżĮčĮįĘń ėĮ÷ż ńóóūłśČ, óńūūłśČ, óõęüńżłśČ, ōńżłśČ, õūū÷żłśČ,

łėĘńżłśČ, łĮńūłśČ, ˙ūūńżōłśČ, Ę˙ęĮ˙óńūłśČ, ė˙į÷ōłśČ śńł ŠłżūńżōłśČ

óūžėėń· śńųążń ńĘŽ Įń śõčüõżń õčżńł õžčė˙į ńįųõżĮłśŽ./>ISO_1>Done at

Luxembourg on the twenty-first day of June in the year one thousand

nine hundred and ninety-nine,

in duplicate in the Danish, Dutch, English, Finnish, French, German,

Greek, Italian, Portuguese, Spanish and Swedish languages, each of

those texts being equally authentic./Fait š Luxembourg, le

vingt-et-un juin mil neuf cent quatre-vingt dix-neuf,

en double exemplaire en langues allemande, anglaise, danoise,

espagnole, finnoise, fran÷aise, grecque, italienne, nłerlandaise,

portugaise et sułdoise, chacun de ces textes faisant łgalement foi.

/Fatto a Lussemburgo, addü ventuno giugno millenovecentonovantanove,

in duplice esemplare, nelle lingue danese, finlandese, francese,

greca, inglese, italiana, olandese, portoghese, spagnola, svedese e

tedesca, ciascun testo facente ugualmente fede./Gedaan te Luxemburg,

de eenentwintigste juni negentienhonderd negenennegentig,

in twee exemplaren in de Deense, de Duitse, de Engelse, de Finse, de

Franse, de Griekse, de Italiaanse, de Nederlandse, de Portugese, de

Spaanse en de Zweedse taal, zijnde alle teksten gelijkelijk

authentiek./Feito em Luxemburgo, em vinte e um de Junho de mil

novecentos e noventa e nove,

em duplo exemplar nas lżnguas alemó, dinamarquesa, espanhola,

finlandesa, francesa, grega, inglesa, italiana, neerlandesa,

portuguesa e sueca, fazendo igualmente fł qualquer dos textos./Tehty

Luxemburgissa kahdentenakymmenentenōensimmōisenō pōivōnō kesōkuuta

vuonna tuhatyhdeksōnsataayhdeksōnkymmentōyhdeksōn

kahtena kappaleena englannin, espanjan, hollannin, italian, kreikan,

portugalin, ranskan, ruotsin, saksan, suomen ja tanskan kielellō, ja

jokainen teksti on yhtō todistusvoimainen./Utfōrdat i Luxemburg den

tjugofŠrsta juni nittionhundranittionio

i tvõ exemplar põ det danska, engelska, finska, franska, grekiska,

italienska, nederlōndska, portugisiska, spanska, svenska och tyska

sprõket, vilka samtliga texter ōr lika giltiga.

 

Pour le Royaume de Belgique/Voor het Koninkrijk Belgiū/FŽr das

KŠnigreich Belgien

>PIC FILE= "L_2002114EN.001201.TIF">

Cette signature engage łgalement la Communautł fran÷aise, la

Communautł flamande, la Communautł germanophone, la Rłgion wallonne,

la Rłgion flamande et la Rłgion de Bruxelles-Capitale.

Deze handtekening verbindt eveneens de Vlaamse Gemeenschap, de

Franse Gemeenschap, de Duitstalige Gemeenschap, het Vlaamse Gewest,

het Waalse Gewest en het Brusselse Hoofdstedelijke Gewest.

Diese Unterschrift verbindet zugleich die Deutschsprachige

Gemeinschaft, die Flōmische Gemeinschaft, die FranzŠsische

Gemeinschaft, die Wallonische Region, die Flōmische Region und die

Region BrŽssel-Hauptstadt.

 

Põ Kongeriget Danmarks vegne

>PIC FILE= "L_2002114EN.001202.TIF">

 

FŽr die Bundesrepublik Deutschland

>PIC FILE= "L_2002114EN.001203.TIF">

 

>ISO_7>Ćłń Į÷ż Åūū÷żłśČ Ä÷ü˙śęńĮčń

>ISO_1>> PIC FILE= "L_2002114EN.001301.TIF">

 

Por el Reino de Espaęa

>PIC FILE= "L_2002114EN.001302.TIF">

 

Pour la Rłpublique fran÷aise

>PIC FILE= "L_2002114EN.001303.TIF">

 

Thar cheann Na hÉireann

For Ireland

>PIC FILE= "L_2002114EN.001304.TIF">

 

Per la Repubblica italiana

>PIC FILE= "L_2002114EN.001305.TIF">

 

Pour le Grand-Duchł de Luxembourg

>PIC FILE= "L_2002114EN.001401.TIF">

 

Voor het Koninkrijk der Nederlanden

>PIC FILE= "L_2002114EN.001402.TIF">

 

FŽr die Republik Österreich

>PIC FILE= "L_2002114EN.001403.TIF">

 

Pela RepŪblica Portuguesa

>PIC FILE= "L_2002114EN.001404.TIF">

 

Suomen tasavallan puolesta

FŠr Republiken Finland

>PIC FILE= "L_2002114EN.001405.TIF">

 

FŠr Konungariket Sverige

>PIC FILE= "L_2002114EN.001501.TIF">

 

For the United Kingdom of Great Britain and Northern Ireland

>PIC FILE= "L_2002114EN.001502.TIF">

 

Por la Comunidad Europea/For Det Europöiske Föllesskab/FŽr die

Europōische Gemeinschaft/>ISO_7>Ćłń Į÷ż ÅįęųĘńŪśČ

Ź˙łżŽĮ÷Įń/>ISO_1>For the European Community/Pour la Communautł

europłenne/Per la Comunitš europea/Voor de Europese Gemeenschap/Pela

Comunidade Europeia/Euroopan yhteisŠn puolesta/Põ Europeiska

gemenskapens vōgnar

>PIC FILE= "L_2002114EN.001503.TIF">

>PIC FILE= "L_2002114EN.001504.TIF">

 

FŽr der schweizerischen Eidgenossenschaft

Pour la Confłdłration suisse

Per la Confederazione svizzera

>PIC FILE= "L_2002114EN.001505.TIF">

>PIC FILE= "L_2002114EN.001506.TIF">

 

 

ANNEX I

 

FREE MOVEMENT OF PERSONS

I. GENERAL PROVISIONS

Article 1

Entry and exit

1. The Contracting Parties shall allow nationals of the other

Contracting Parties and members of their family within the meaning

of Article 3 of this Annex and posted persons within the meaning of

Article 17 of this Annex to enter their territory simply upon

production of a valid identity card or passport.

No entry visa or equivalent requirement may be demanded save in

respect of members of the family and posted workers within the

meaning of Article 17 of this Annex who do not have the nationality

of a Contracting Party. The Contracting Party concerned shall grant

these persons every facility for obtaining any necessary visas.

2. The Contracting Parties shall grant nationals of the Contracting

Parties, and members of their family within the meaning of Article 3

of this Annex and posted workers within the meaning of Article 17 of

this Annex, the right to leave their territory simply upon

production of a valid identity card or passport. The Contracting

Parties may not demand any exit visa or equivalent requirement from

nationals of the other Contracting Parties.

The Contracting Parties, acting in accordance with their laws, shall

issue to such nationals, or renew, an identity card or passport,

which shall state in particular the holder's nationality.

The passport must be valid at least for all the Contracting Parties

and for the countries through which the holder must pass when

travelling between them. Where the passport is the only document on

which the holder may lawfully leave the country, its period of

validity may not be less than five years.

 

Article 2

Residence and economic activity

1. Without prejudice to the provisions for the transitional period,

which are laid down in Article 10 of this Agreement and Chapter VII

of this Annex, nationals of a Contracting Party shall have the right

to reside and pursue an economic activity in the territory of the

other Contracting Party under the procedures laid down in Chapters

II to IV. That right shall be substantiated through the issue of a

residence permit or, for persons from frontier zones, by means of a

special permit.

Nationals of a Contracting Party shall also have the right to visit

another Contracting Party or to remain there after a period of

employment of less than one year in order to seek employment and to

reside there for a reasonable amount of time, which may be up to six

months, to allow them to find out about the employment opportunities

corresponding to their professional qualifications and, if

necessary, take the appropriate steps to take up employment. Those

seeking employment shall have the right, in the territory of the

Contracting Party concerned, to receive the same assistance as

employment agencies in that state grant to its own nationals. They

may be excluded from social security schemes for the duration of

such residence.

2. Nationals of the Contracting Parties not pursuing any economic

activity in the host State who do not have a right of residence

pursuant to other provisions of this Agreement shall, provided they

fulfil the preconditions laid down in Chapter V, have a right of

residence. That right shall be substantiated through the issue of a

residence permit.

3. The residence or special permit granted to nationals of the

Contracting Parties shall be issued and renewed free of charge or on

payment of a sum not exceeding the charges or taxes which nationals

are required to pay for the issue of identity cards. The Contracting

Parties shall take the necessary measures to simplify the

formalities and procedures for obtaining those documents as far as

possible.

4. The Contracting Parties may require nationals of the other

Contracting Parties to report their presence in the territory.

 

Article 3

Members of the family

1. A person who has the right of residence and is a national of a

Contracting Party is entitled to be joined by the members of his

family. An employed person must possess housing for his family which

is regarded as of normal standard for national employed persons in

the region where he is employed, but this provision may not lead to

discrimination between national employed persons and employed

persons from the other Contracting Party.

2. The following shall be regarded as members of the family,

whatever their nationality:

(a) his spouse and their relatives in the descending line who are

under the age of 21 or are dependent;

(b) his relatives in the ascending line and those of his spouse who

are dependent on him;

(c) in the case of a student, his spouse and their dependent

children.

The Contracting Parties shall facilitate the admission of any member

of the family not covered by the provisions of this paragraph under

(a), (b) and (c), if that person is a dependant or lives in the

household of the national of a Contracting Party in the country of

provenance.

3. When issuing a residence permit to members of the family of a

national of a Contracting Party, the Contracting Parties may require

only the documents listed below:

(a) the document by virtue of which they entered the territory;

(b) a document issued by the competent authority of the state of

origin or provenance proving their relationship;

(c) for dependants, a document issued by the competent authority of

the state of origin or provenance certifying that they are

dependants of the person referred to in paragraph 1 or that they

live in his household in that state.

4. The period of validity of a residence permit issued to a member

of the family shall be the same as that of the permit issued to the

person on whom he is dependent.

5. The spouse and the dependent children or children aged under 21

of a person having a right of residence shall have the right to take

up an economic activity whatever their nationality.

6. The children of a national of a Contracting Party, whether or not

he is pursuing or has pursued an economic activity in the territory

of the other Contracting Party, shall be admitted to general

education, apprenticeships and vocational training courses on the

same basis as nationals of the host state, if those children are

living in its territory.

The Contracting Parties shall promote initiatives to enable such

children to follow the abovementioned courses under the best

conditions.

 

Article 4

Right to stay

1. Nationals of a Contracting Party and members of their family

shall have the right to stay in the territory of another Contracting

Party after their economic activity has finished.

2. In accordance with Article 16 of the Agreement, reference is made

to Regulation (EEC) No 1251/70 (OJ L 142, 1970, p. 24)(1) and

Directive 75/34/EEC (OJ L 14, 1975, p. 10)(2).

 

Article 5

Public order

1. The rights granted under the provisions of this Agreement may be

restricted only by means of measures which are justified on grounds

of public order, public security or public health.

2. In accordance with Article 16 of the Agreement, reference is made

to Directives 64/221/EEC (OJ L 56, 4.4.1964, p. 850/64)(3),

72/194/EEC (OJ L 121, 26.5.1972, p. 32)(4) and 75/35/EEC (OJ L 14,

20.1.1975, p. 14.)(5)

 

 

II. EMPLOYED PERSONS

Article 6

Rules regarding residence

1. An employed person who is a national of a Contracting Party

(hereinafter referred to as "employed person") and is employed for a

period of one year or more by an employer in the host state shall

receive a residence permit which is valid for at least five years

from its date of issue. It shall be extended automatically for a

period of at least five years. When renewed for the first time, its

period of validity may be limited, but not to less than one year,

where its holder has been involuntarily unemployed for more than 12

consecutive months.

2. An employed person who is employed for a period of more than

three months but less than one year by an employer in the host state

shall receive a residence permit for the same duration as his

contract.

An employed person who is employed for a period of up to three

months does not require a residence permit.

3. When issuing residence permits, the Contracting Parties may not

require an employed person to produce more than the following

documents:

(a) the document by virtue of which he entered their territory;

(b) a contractual statement from the employer or a written

confirmation of engagement.

4. A residence permit shall be valid throughout the territory of the

issuing state.

5. Breaks in residence of less than six consecutive months and

absences for the purposes of fulfilling military service obligations

shall not affect the validity of the residence permit.

6. A valid residence permit may not be withdrawn from an employed

person merely on the grounds that he is no longer working, either

because he has become temporarily unable to work owing to an

accident or illness, or because he is involuntarily unemployed as

certified by the competent employment office.

7. Completion of the formalities for obtaining a residence permit

shall not prevent an applicant immediately taking up employment

under the contract he has concluded.

 

Article 7

Employed frontier workers

1. An employed frontier worker is a national of a Contracting Party

who has his residence in the territory of a Contracting Party and

who pursues an activity as an employed person in the territory of

the other Contracting Party, returning to his place of residence as

a rule every day, or at least once a week.

2. Frontier workers shall not require a residence permit.

The competent authorities of the state of employment may

nevertheless issue the frontier worker with a special permit for a

period of at least five years or for the duration of his employment

where this is longer than three months and less than one year. It

shall be extended for at least five years provided that the frontier

worker furnishes proof that he is actually pursuing an economic

activity.

3. Special permits shall be valid throughout the territory of the

issuing state.

 

Article 8

Occupational and geographical mobility

1. Employed persons shall have the right to occupational and

geographical mobility throughout the territory of the host state.

2. Occupational mobility shall include changes of employer,

employment or occupation and changing from employed to self-employed

status. Geographical mobility shall include changes in the place of

work and residence.

 

Article 9

Equal treatment

1. An employed person who is a national of a Contracting Party may

not, by reason of his nationality, be treated differently in the

territory of the other Contracting Party from national employed

persons as regards conditions of employment and working conditions,

especially as regards pay, dismissal, or reinstatement or

re-employment if he becomes unemployed.

2. An employed person and the members of his family referred to in

Article 3 of this Annex shall enjoy the same tax concessions and

welfare benefits as national employed persons and members of their

family.

3. He shall also be entitled on the same basis and on the same terms

as national employed persons to education in vocational training

establishments and in vocational retraining and occupational

rehabilitation centres.

4. Any clause in a collective or individual agreement or in any

other collective arrangements concerning access to employment,

employment, pay and other terms of employment and dismissal, shall

be automatically void insofar as it provides for or authorises

discriminatory conditions with respect to foreign employed persons

who are nationals of the Contracting Parties.

5. An employed person who is a national of a Contracting Party and

is employed in the territory of the other Contracting Party shall

enjoy equal treatment in terms of membership of trade union

organisations and exercise of union rights, including the right to

vote and right of access to executive or managerial positions within

a trade union organisation; he may be precluded from involvement in

the management of public law bodies and from holding an office

governed by public law. He shall, moreover, have the right to be

eligible for election to bodies representing employees in an

undertaking.

These provisions shall be without prejudice to laws or regulations

in the host state which confer more extensive rights on employed

persons from the other Contracting Party.

6. Without prejudice to the provisions of Article 26 of this Annex,

an employed person who is a national of a Contracting Party and

employed in the territory of the other Contracting Party shall enjoy

all the rights and all the advantages accorded to national employed

persons in terms of housing, including ownership of the housing he

needs.

Such a worker shall have the same right as nationals to register on

the housing lists in the region in which he is employed, where such

lists exist; he shall enjoy the resultant benefits and priorities.

If his family has remained in his state of provenance, it shall be

considered for this purpose as residing in the said region, where

national workers benefit from a similar presumption.

 

Article 10

Public service employment

A national of a Contracting Party pursuing an activity as an

employed person may be refused the right to take up employment in

the public service which involves the exercise of public power and

is intended to protect the general interests of the state or other

public bodies.

 

Article 11

Cooperation in relation to employment services.

The Contracting Parties shall cooperate, within the EURES (European

Employment Services) network, in particular in setting up contacts,

matching job vacancies and applications and exchanging information

on the state of the labour market and living and working conditions.

 

 

III. SELF-EMPLOYED PERSONS

Article 12

Rules regarding residence

1. A national of a Contracting Party wishing to become established

in the territory of another Contracting Party in order to pursue a

self-employed activity (hereinafter referred to as a "self-employed

person") shall receive a residence permit valid for a period of at

least five years from its date of issue, provided that he produces

evidence to the competent national authorities that he is

established or wishes to become so.

2. The residence permit shall be extended automatically for a period

of at least five years, provided that the self-employed person

produces evidence to the competent national authorities that he is

pursuing a self-employed economic activity.

3. When issuing residence permits, the Contracting Parties may not

require self-employed persons to produce more than the following:

(a) the document by virtue of which he entered their territory;

(b) the evidence referred to in paragraphs 1 and 2.

4. A residence permit shall be valid throughout the territory of the

issuing state.

5. Breaks in residence of less than six consecutive months and

absences for the purposes of fulfilling military service obligations

shall not affect the validity of the residence permit.

6. Valid residence permits may not be withdrawn from persons

referred to in paragraph 1 merely because they are no longer working

owing to temporary incapacity as a result of illness or accident.

 

Article 13

Self-employed frontier workers

1. A self-employed frontier worker is a national of a Contracting

Party who is resident in the territory of a Contracting Party and

who pursues a self-employed activity in the territory of the other

Contracting Party, returning to his place of residence as a rule

every day or at least once a week.

2. Self-employed frontier workers shall not require a residence

permit.

The relevant authorities of the state concerned may nevertheless

issue a self-employed frontier worker with a special permit valid

for at least five years provided that he produces evidence to the

competent national authorities that he is pursuing or wishes to

pursue a self-employed activity. The permit shall be extended for at

least five years, provided that the frontier worker produces

evidence that he is pursuing a self-employed activity.

3. Special permits shall be valid throughout the territory of the

issuing state.

 

Article 14

Occupational and geographical mobility

1. Self-employed persons shall have the right to occupational and

geographical mobility throughout the territory of the host state.

2. Occupational mobility shall include change of occupation and

changing from self-employed to employed status. Geographical

mobility shall include changes in the place of work and residence.

 

Article 15

Equal treatment

1. As regards access to a self-employed activity and the pursuit

thereof, a self-employed worker shall be afforded no less favourable

treatment in the host country than that accorded to its own

nationals.

2. The provisions of Article 9 of this Annex shall apply mutatis

mutandis to the self-employed persons referred to in this Chapter.

 

Article 16

Exercise of public authority

A self-employed person may be denied the right to pursue an activity

involving, even on an occasional basis, the exercise of public

authority.

 

 

IV. PROVISION OF SERVICES

Article 17

Persons providing services

With regard to the provision of services, the following shall be

prohibited under Article 5 of this Agreement:

(a) any restriction on the cross-frontier provision of services in

the territory of a Contracting Party not exceeding 90 days of actual

work per calendar year;

(b) any restriction on the right of entry and residence in the cases

covered by Article 5(2) of this Agreement concerning:

(i) persons providing services who are nationals of the Member

States of the European Community or Switzerland and are established

in the territory of a Contracting Party other than that of the

person receiving services;

(ii) employees, irrespective of their nationality, of persons

providing services, who are integrated into one Contracting Party's

regular labour market and posted for the provision of a service in

the territory of another Contracting Party without prejudice to

Article 1.

 

Article 18

The provisions of Article 17 of this Annex shall apply to companies

formed in accordance with the law of a Member State of the European

Community or Switzerland and having their registered office, central

administration or principal place of business in the territory of a

Contracting Party.

 

Article 19

A person providing services who has the right or has been authorised

to provide a service may, for the purposes of its provision,

temporarily pursue his activity in the state in which the service is

provided on the same terms as those imposed by that state on its own

nationals, in accordance with the provisions of this Annex and

Annexes II and III.

 

Article 20

1. Persons referred to in Article 17(b) of this Annex who have the

right to provide a service shall not require a residence permit for

periods of residence of 90 days or less. Such residence shall be

covered by the documents referred to in Article 1, by virtue of

which they entered the territory.

2. Persons referred to in Article 17(b) of this Annex who have the

right or have been authorised to provide a service for a period

exceeding 90 days shall receive, to substantiate that right, a

residence permit for a period equal to that of the provision of

services.

3. The right of residence shall apply throughout the territory of

Switzerland or the Member State of the European Community concerned.

4. For the purposes of issuing residence permits, the Contracting

Parties may not require of the persons referred to in Article 17(b)

of this Annex more than:

(a) the document by virtue of which they entered the territory;

(b) evidence that they are providing or wish to provide a service.

 

Article 21

1. The total duration of provision of services under Article 17(a)

of this Annex, whether continuous or consisting of successive

periods of provision, may not exceed 90 days of actual work per

calendar year.

2. The provisions of paragraph 1 shall be without prejudice to the

discharge by the person providing a service of his legal obligations

under the guarantee given to the person receiving the service or to

cases of force majeure.

 

Article 22

1. The provisions of Articles 17 and 19 of this Annex shall not

apply to activities involving, even on an occasional basis, the

exercise of public authority in the Contracting Party concerned.

2. The provisions of Articles 17 and 19 of this Annex and measures

adopted by virtue thereof shall not preclude the applicability of

laws, regulations and administrative provisions providing for the

application of working and employment conditions to employed persons

posted for the purposes of providing a service. In accordance with

Article 16 of this Agreement, reference is made to Directive

96/71/EC of 16 December 1996 concerning the posting of workers in

the framework of the provision of services (OJ L 18, 21.1.1997, p.

1)(6).

3. The provisions of Articles 17(a) and 19 of this Annex shall be

without prejudice to the applicability of the laws, regulations and

administrative provisions prevailing in all Contracting Parties at

the time of this Agreement's entry into force in respect of:

(i) the activities of temporary and interim employment agencies;

(ii) financial services where provision is subject to prior

authorisation in the territory of a Contracting Party and the

provider to prudential supervision by that Contracting Party's

authorities.

4. The provisions of Articles 17(a) and 19 of this Annex shall be

without prejudice to the applicability of the Contracting Parties'

respective laws, regulations and administrative provisions

concerning the provision of services of 90 days of actual work or

less required by imperative requirements in the public interest.

 

Article 23

Persons receiving services

1. A person receiving services within the meaning of Article 5(3) of

this Agreement shall not require a residence permit for a period of

residence of three months or less. For a period exceeding three

months, a person receiving services shall be issued with a residence

permit equal in duration to the service. He may be excluded from

social security schemes during his period of residence.

2. A residence permit shall be valid throughout the territory of the

issuing state.

 

 

V. PERSONS NOT PURSUING AN ECONOMIC ACTIVITY

Article 24

Rules regarding residence

1. A person who is a national of a Contracting Party not pursuing an

economic activity in the state of residence and having no right of

residence pursuant to other provisions of this Agreement shall

receive a residence permit valid for at least five years provided he

proves to the competent national authorities that he possesses for

himself and the members of his family:

(a) sufficient financial means not to have to apply for social

assistance benefits during their stay;

(b) all-risks sickness insurance cover(7).

The Contracting Parties may, if they consider it necessary, require

the residence permit to be revalidated at the end of the first two

years of residence.

2. Financial means shall be considered sufficient if they exceed the

amount below which nationals, having regard to their personal

situation and, where appropriate, that of their family, can claim

social security benefits. Where that condition cannot be applied,

the applicant's financial means shall be regarded as sufficient if

they are greater than the level of the minimum social security

pension paid by the host state.

3. Persons who have been employed for less than one year in the

territory of a Contracting Party may reside there provided they

comply with the conditions set out in paragraph 1 of this Article.

The unemployment benefits to which they are entitled under national

law which is, where appropriate, complemented by the provisions of

Annex II, shall be considered to be financial means within the

meaning of paragraphs 1(a) and 2 of this Article.

4. A student who does not have a right of residence in the territory

of the other Contracting Party on the basis of any other provision

of this Agreement shall be issued with a residence permit for a

period limited to that of the training or to one year, if the

training lasts for more than one year, provided he satisfies the

national authority concerned, by means of a statement or, if he

chooses, by any other at least equivalent means, that he has

sufficient financial means to ensure that neither he, his spouse nor

his dependent children will make any claim for social security of

the host state during their stay, and provided he is registered in

an approved establishment for the purpose of following, as his

principal activity, a vocational training course and has all-risks

sickness insurance cover. This Agreement does not regulate access to

vocational training or maintenance assistance given to the students

covered by this Article.

5. A residence permit shall automatically be extended for at least

five years provided that the eligibility conditions are still met.

Residence permits for students shall be extended annually for a

duration equal to the remaining training period.

6. Breaks in residence of less than six consecutive months and

absences for the purposes of fulfilling military service obligations

shall not affect the validity of the residence permit.

7. A residence permit shall be valid throughout the territory of the

issuing state.

8. The right of residence shall obtain for as long as beneficiaries

of that right fulfil the conditions laid down in paragraph 1.

 

 

VI. PURCHASE OF IMMOVABLE PROPERTY

Article 25

1. A national of a Contracting Party who has a right of residence

and his principal residence in the host state shall enjoy the same

rights as a national as regards the purchase of immovable property.

He may set up his principal residence in the host state at any time

in accordance with the relevant national rules irrespective of the

duration of his employment. Leaving the host state shall not entail

any obligation to dispose of such property.

2. The national of a Contracting Party who has a right of residence

but does not have his principal residence in the host state shall

enjoy the same rights as a national as regards the purchase of

immovable property needed for his economic activity. Leaving the

host state shall not entail any obligation to dispose of such

property. He may also be authorised to purchase a second residence

or holiday accommodation. This Agreement shall not affect the rules

applying to pure capital investment or business of unbuilt land and

apartments.

3. A frontier worker shall enjoy the same rights as a national as

regards the purchase of immovable property for his economic activity

and as a secondary residence. Leaving the host state shall not

entail any obligation to dispose of such property. He may also be

authorised to purchase holiday accommodation. This Agreement shall

not affect the rules applying in the host state to pure capital

investment or business of unbuilt land and apartments.

 

 

VII. TRANSITIONAL PROVISIONS AND DEVELOPMENT OF THE AGREEMENT

Article 26

General provisions

1. When the quantitative restrictions laid down in Article 10 of

this Agreement are applied, the provisions contained in this Chapter

shall supplement or replace the other provisions of this Annex, as

the case may be.

2. When the quantitative restrictions laid down in Article 10 of

this Agreement are applied, the pursuit of an economic activity

shall be subject to the issue of a residence and/or a work permit.

 

Article 27

Rules relating to the residence of employed persons

1. The residence permit of an employed person who has an employment

contract for a period of less than one year shall be extended for up

to a total of 12 months provided that the employed person furnishes

proof to the competent national authorities that he is able to

pursue an economic activity. A new residence permit shall be issued

provided that the employed person furnishes proof that he is able to

pursue an economic activity and that the quantitative limits laid

down in Article 10 of this Agreement have not been reached. There

shall be no obligation to leave the country between two employment

contracts in accordance with Article 24 of this Annex.

2. During the period referred to in Article 10(2) of this Agreement,

a Contracting Party may require that a written contract or draft

contract be produced before issuing a first residence permit.

3. (a) Persons who have previously held temporary jobs in the

territory of the host state for at least 30 months shall

automatically have the right to take up employment for an unlimited

duration(8). They may not be denied this right on the grounds that

the number of residence permits guaranteed has been exhausted.

b) Persons who have previously held seasonal employment in the

territory of the host state for a total of not less than 50 months

during the last 15 years and do not meet the conditions of

entitlement to a residence permit in accordance with the provisions

of subparagraph (a) above shall automatically have the right to take

up employment for an unlimited duration.

 

Article 28

Employed frontier workers

1. An employed frontier worker is a national of a Contracting Party

who has his normal place of residence in the frontier zones of

Switzerland or neighbouring states and who pursues an activity as an

employed person in the frontier zones of another Contracting Party

returning as a rule to his principal residence every day, or at

least once a week. For the purposes of this Agreement, frontier

zones shall mean the zones defined in the agreements concluded

between Switzerland and its neighbours concerning movement in

frontier zones.

2. The special permit shall be valid throughout the frontier zone of

the issuing state.

 

Article 29

Employed persons' right to return

1. An employed person who, on the date this Agreement entered into

force, was holding a residence permit valid for at least one year

and who has then left the host country shall be entitled to

preferential access to the quota for a new residence permit within

six years of his departure provided he proves that he is able to

pursue an economic activity.

2. A frontier worker shall have the right to a new special permit

within six years of the end of his previous employment over an

uninterrupted period of three years, subject to verification of his

pay and working conditions if he is employed for the two years

following the Agreement's entry into force, provided he proves to

the competent national authorities that he is able to pursue an

economic activity.

3. Young persons who have left the territory of a Contracting Party

after residing there for at least five years before the age of 21

shall have the right for a period of four years to return to that

country and pursue an economic activity.

 

Article 30

Employed persons' occupational and geographical mobility

1. An employed person holding a residence permit valid for less than

one year shall, for the twelve months following the commencement of

his employment, have the right to occupational and geographical

mobility. The right to change from employed to self-employed status

shall also be allowed subject to compliance with Article 10 of this

Agreement.

2. Special permits issued to employed frontier workers shall confer

the right to occupational and geographical mobility within all the

frontier zones of Switzerland or its neighbouring states.

 

Article 31

Rules relating to the residence of self-employed persons

A national of a Contracting Party wishing to become established in

the territory of another Contracting Party in order to pursue a

self-employed activity (hereinafter referred to as a "self-employed

worker") shall receive a residence permit valid for a period of six

months. He shall receive a residence permit valid for at least five

years provided that he proves to the competent national authorities

before the end of the six-month period that he is pursuing a

self-employed activity. If necessary, the six-month period may be

extended by a maximum of two months if there is a genuine likelihood

that he will produce such proof.

 

Article 32

Self-employed frontier workers

1. A self-employed frontier worker is a national of a Contracting

Party who is ordinarily resident in the frontier zones of

Switzerland or neighbouring states and who pursues a self-employed

activity in the frontier zones of the other Contracting Party

returning as a rule to his principal residence in principle every

day or at least once a week. For the purposes of this Agreement,

frontier zones shall mean the zones defined in the agreements

concluded between Switzerland and its neighbouring states concerning

movement in frontier zones.

2. A national of a Contracting Party who wishes in his capacity as a

frontier worker to pursue a self-employed activity in the frontier

zones of Switzerland or its neighbouring states shall receive a

preliminary six-month special permit in advance. He shall receive a

special permit for a period of at least five years provided that he

proves to the competent national authorities, before the end of that

six-month period, that he is pursuing a self-employed activity. If

necessary, the six-month period may be extended by a maximum of two

months if there is a genuine likelihood that he will produce such

proof.

3. Special permits shall be valid throughout the frontier zone of

the issuing state.

 

Article 33

Self-employed persons' right to return

1. A self-employed person who has held a residence permit valid for

a period of at least five years and who has left the host state

shall have the right to a new permit within six years of his

departure provided he has already worked in the host country for an

uninterrupted period of three years and proves to the competent

national authorities that he is able to pursue an economic activity.

2. A self-employed frontier worker shall have the right to a new

special permit within a period of six years of the termination of

previous activity lasting for an uninterrupted period of four years

provided he proves to the competent national authorities that he is

able to pursue an economic activity.

3. Young persons who have left the territory of a Contracting Party

after residing there for at least five years before the age of 21

shall have the right for a period of four years to return to that

country and pursue an economic activity.

 

Article 34

Self-employed persons' occupational and geographical mobility

Special permits issued to self-employed frontier workers shall

confer the right to occupational and geographical mobility within

the frontier zones of Switzerland or its neighbouring states.

Preliminary six-month residence permits issued in advance (in the

case of frontier workers, special permits) shall confer the right

only to geographical mobility.

 

 

 

(1) As in force at the date of signing the Agreement.

(2) As in force at the date of signing the Agreement.

(3) As in force at the date of signing the Agreement.

(4) As in force at the date of signing the Agreement.

(5) As in force at the date of signing the Agreement.

(6) As in force at the date of signing the Agreement.

(7) In Switzerland, sickness insurance for persons who do not elect

to make it their domicile must include accident and maternity cover.

(8) They shall not be subject to the priority accorded to workers

integrated into the regular labour market or monitoring of

compliance with wage and employment conditions in a particular

sector or place.

 

 

ANNEX II

 

CO-ORDINATION OF SOCIAL SECURITY SCHEMES

Article 1

1. The contracting parties agree, with regard to the coordination of

social security schemes, to apply among themselves the Community

acts to which reference is made, as in force at the date of

signature of the Agreement and as amended by section A of this

Annex, or rules equivalent to such acts.

2. The term "Member State(s)" contained in the acts referred to in

section A of this Annex shall be understood to include Switzerland

in addition to the States covered by the relevant Community acts.

 

Article 2

1. For the purposes of applying the provisions of this Annex, the

contracting parties shall take into consideration the Community acts

referred to in or amended by section B of this Annex.

2. For the purposes of applying the provisions of this Annex, the

contracting parties shall take note of the Community acts referred

to in section C of this Annex.

 

Article 3

1. The arrangements relating to unemployment insurance for Community

workers holding a Swiss residence permit valid for less than one

year are set out in a protocol to this Annex.

2. The protocol forms an integral part of this Annex.

 

 

SECTION A: ACTS REFERRED TO

1. 371 R 1408(1): Council Regulation (EEC) No 1408/71 of 14 June

1971 on the application of social security schemes to employed

persons, to self-employed persons and to the members of their

families moving within the Community,

as updated by:

 

397 R 118: Council Regulation (EC) No 118/97 of 2 December 1996 (OJ

L 28, 30.1.1997, p. 1) modifying and updating Regulation (EEC) No

1408/71 on the application of social security schemes to employed

persons, to self-employed persons and to members of their families

moving within the Community and Regulation (EEC) No 574/72 fixing

the procedure for implementing Regulation (EEC) No 1408/71.

397 R 1290: Council Regulation (EC) No 1290/97 of 27 June 1997 (OJ L

176, 4.7.1997, p. 1) modifying Regulation (EEC) No 1408/71 on the

application of social security schemes to employed persons, to

self-employed persons and to members of their families moving within

the Community and Regulation (EEC) No 574/72 fixing the procedure

for implementing Regulation (EEC) No 1408/71.

398 R 1223: Council Regulation (EC) No 1223/98 of 4 June 1998 (OJ L

168, 13.6.1998, p. 1) modifying Regulation (EEC) No 1408/71 on the

application of social security schemes to employed persons, to

self-employed persons and to members of their families moving within

the Community and Regulation (EEC) No 574/72 fixing the procedure

for implementing Regulation (EEC) No 1408/71.

398 R 1606: Council Regulation (EC) No 1606/98 of 29 June 1998 (OJ L

209, 25.7.1998, p. 1) modifying Regulation (EEC) No 1408/71 on the

application of social security schemes to employed persons, to

self-employed persons and to members of their families moving within

the Community and Regulation (EEC) No 574/72 fixing the procedure

for implementing Regulation (EEC) No 1408/71.

399 R 307: Council Regulation (EC) No 307/1999 of 8 February 1999

(OJ L 38, 12.2.1999, p. 1) amending Regulation (EEC) No 1408/71 on

the application of social security schemes to employed persons, to

self-employed persons and to members of their families moving within

the Community and Regulation (EEC) No 574/72 laying down the

procedure for implementing Regulation (EEC) No 1408/71 with a view

to extending them to cover students.

For the purposes of this Agreement, the Regulation shall be adapted

as follows:

(a) Article 95a shall not be applicable;

(b) Article 95b shall not be applicable;

(c) The following shall be added to Annex I, section I:

Switzerland

If a Swiss institution is the competent institution for granting

healthcare benefits in accordance with Title III Chapter 1 of the

Regulation:

An employed worker within the meaning of the Federal Old-Age and

Survivors' Insurance Act shall be deemed an "employed person" within

the meaning of Article 1(a)(ii) of the Regulation.

A self-employed worker within the meaning of the Federal Old-Age and

Survivors' Insurance Act shall be deemed a "self-employed person"

within the meaning of Article 1(a)(ii) of the Regulation.

(d) The following shall be added to Annex I, section II:

Switzerland

For the purpose of determining entitlement to benefits in kind

pursuant to the provisions of Title III Chapter 1 of the Regulation,

"member of the family" shall mean the spouse as well as the children

under the age of 18 and those under the age of 25 attending school,

pursuing studies or undergoing an apprenticeship.

(e) The following shall be added to Annex II, section I:

Switzerland

The cantonal schemes (GraubŽnden, Lucerne, St. Gallen) for family

allowances for self-employed persons.

(f) The following shall be added to Annex II, section II:

Switzerland

Birth grants and adoption grants pursuant to the relevant cantonal

legislation on family benefits (Fribourg, Geneva, Jura, Lucerne,

Neuchņtel, Schaffhausen, Schwyz, Solothurn, Uri, Valais, Vaud).

(g) The following shall be added to Annex II, section III:

Switzerland

Does not apply.

(h) The following shall be added to Annex IIa:

Switzerland

(a) Supplementary benefits (Federal Supplementary Benefits Act of 19

March 1965) and similar benefits provided for under cantonal

legislation.

(b) Pensions in the case of hardship under invalidity insurance

(Article 28 subpara. 1a of the Federal Invalidity Insurance Act of

19 June 1959, as amended on 7 October 1994).

(c) Non-contributory mixed benefits in the event of unemployment, as

provided for under cantonal legislation.

(i) The following shall be added to Annex III, Part A:

Germany-Switzerland

(a) Convention on social security of 25 February 1964, as amended by

Complementary Conventions No 1 of 9 September 1975 and No 2 of 2

March 1989:

(i) Article 4(2) as regards the payment of cash benefits to persons

resident in a third country

(ii) point 9b, paragraph 1, Nos 2-4 of the Final Protocol

(iii) point 9e, paragraph 1(b), first, second and fourth sentences,

of the Final Protocol.

(b) Convention on unemployment insurance of 20 October 1982, as

amended by the Additional Protocol of 22 December 1992,

(i) Article 7(1)

(ii) Article 8(5). Germany (district of BŽsingen) shall contribute a

sum equivalent to the cantonal contribution under Swiss law towards

the cost of actual places on employment-promotion measures for

workers subject to this provision.

Austria-Switzerland

Article 4 of the Convention on social security of 15 November 1967,

as amended by Complementary Conventions No 1 of 17 May 1973, No 2 of

30 November 1977, No 3 of 14 December 1987 and No 4 of 11 December

1996, as regards the payment of cash benefits to persons resident in

a third country.

Belgium-Switzerland

(a) Article 3(1) of the Convention on social security of 24

September 1975 as regards the payment of cash benefits to persons

resident in a third country.

(b) Point 4 of the Final Protocol to the said Convention as regards

the payment of cash benefits to persons resident in a third country.

Denmark-Switzerland

Article 6 of the Convention on social security of 5 January 1983, as

amended by Complementary Conventions No 1 of 18 September 1985 and

No 2 of 11 April 1996, as regards the payment of cash benefits to

persons resident in a third country.

Spain-Switzerland

(a) Article 2 of the Convention on social security of 13 October

1969, as amended by the Complementary Convention of 11 June 1982, as

regards the payment of cash benefits to persons resident in a third

country.

(b) Point 17 of the Final Protocol to the above Convention; persons

insured under the Spanish scheme by virtue of this provision are

exempted from the requirement to join the Swiss sickness insurance

scheme.

Finland-Switzerland

Article 5(2) of the Convention on social security of 28 June 1985.

France-Switzerland

Article 3(1) of the Convention on social security of 3 July 1975, as

regards the payment of cash benefits to persons resident in a third

country.

Greece-Switzerland

Article 4 of the Convention on social security of 1 June 1973, as

regards the payment of cash benefits to persons resident in a third

country.

Italy-Switzerland

(a) Article 3, second sentence, of the Convention on social security

of 14 December 1962, as amended by Complementary Convention No 1 of

18 December 1963, the Complementary Agreement of 4 July 1969, the

Additional Protocol of 25 February 1974 and Complementary Agreement

No 2 of 2 April 1980, as regards the payment of cash benefits to

persons resident in a third country.

(b) Article 9(1) of the said Convention.

Luxembourg-Switzerland

Article 4(2) of the Convention on social security of 3 June 1969, as

amended by the Complementary Convention of 26 March 1976.

Netherlands-Switzerland

Article 4, second sentence, of the Convention on social security of

27 May 1970.

Portugal-Switzerland

Article 3, second sentence, of the Convention on social security of

11 September 1975, as amended by the Complementary Convention of 11

May 1994, as regards the payment of cash benefits to persons

resident in a third country.

United Kingdom-Switzerland

Article 3 (1) and (2) of the Convention on social security of 21

February 1968, as regards the payment of cash benefits to persons

resident in a third country.

Sweden-Switzerland

Article 5 (2) of the Convention on social security of 20 October

1978.

(j) The following shall be added to Annex III, Part B:

Germany-Switzerland

(a) Article 4(2) of the Convention on social security of 25 February

1964, as amended by Complementary Conventions No 1 of 9 September

1975 and No 2 of 2 March 1989, as regards the payment of cash

benefits to persons resident in a third country.

(b) Convention on unemployment insurance of 20 October 1982, as

amended by the Additional Protocol of 22 December 1992,

(i) Article 7(1)

(ii) Article 8(5). Germany (district of BŽsingen) shall contribute a

sum equivalent to the cantonal contribution under Swiss law towards

the cost of actual places on employment-promotion measures for

workers subject to this provision.

Austria-Switzerland

Article 4 of the Convention on social security of 15 November 1967,

as amended by Complementary Conventions No 1 of 17 May 1973, No 2 of

30 November 1977, No 3 of 14 December 1987 and No 4 of 11 December

1996, as regards the payment of cash benefits to persons resident in

a third country.

Belgium-Switzerland

(a) Article 3(1) of the Convention on social security of 24

September 1975, as regards the payment of cash benefits to persons

resident in a third country.

(b) Point 4 of the Final Protocol to the said Convention, as regards

the payment of cash benefits to persons resident in a third country.

Denmark-Switzerland

Article 6 of the Convention on social security of 5 January 1983, as

amended by Complementary Conventions No 1 of 18 September 1985 and

No 2 of 11 April 1996, as regards the payment of cash benefits to

persons resident in a third country.

Spain-Switzerland

(a) Article 2 of the Convention on social security of 13 October

1969, as amended by the Complementary Convention of 11 June 1982, as

regards the payment of cash benefits to persons resident in a third

country.

(b) Point 17 of the Final Protocol to the above Convention; persons

insured under the Spanish scheme by virtue of this provision are

exempted from the requirement to join the Swiss sickness insurance

scheme.

Finland-Switzerland

Article 5(2) of the Convention on social security of 28 June 1985.

France-Switzerland

Article 3(1) of the Convention on social security of 3 July 1975, as

regards the payment of cash benefits to persons resident in a third

country.

Greece-Switzerland

Article 4 of the Convention on social security of 1 June 1973, as

regards the payment of cash benefits to persons resident in a third

country.

Italy-Switzerland

(a) Article 3, second sentence, of the Convention on social security

of 14 December 1962, as amended by the Complementary Convention of

18 December 1963, the Complementary Agreement of 4 July 1969, the

Additional Protocol of 25 February 1974 and Complementary Agreement

No 2 of 2 April 1980, as regards the payment of cash benefits to

persons resident in a third country.

(b) Article 9(1) of the said Convention.

Luxembourg-Switzerland

Article 4(2) of the Convention on social security of 3 June 1967, as

amended by the Complementary Convention of 26 March 1976.

Netherlands-Switzerland

Article 4, second sentence, of the Convention on social security of

27 May 1970.

Portugal-Switzerland

Article 3, second sentence, of the Convention on social security of

11 September 1975, as amended by the Complementary Convention of 11

May 1994, as regards the payment of cash benefits to persons

resident in a third country.

United Kingdom-Switzerland

Article 3 (1) and (2) of the Convention on social security of 21

February 1968, as regards the payment of cash benefits to persons

resident in a third country.

Sweden-Switzerland

Article 5 (2) of the Convention on social security of 20 October

1978.

(k) The following shall be added to Annex IV, Part A:

Switzerland

None.

(l) The following shall be added to Annex IV, Part B:

Switzerland

None.

(m) The following shall be added to Annex IV, part C:

Switzerland

All claims for old-age, survivors' and invalidity pensions under the

basic scheme and old-age pensions under the occupational benefit

plans.

(n) The following shall be added to Annex IV, Part D2:

Survivors' and invalidity pensions under the Federal Law on

occupational benefits plans for old-age, survivors' and invalidity

insurance of 25 June 1982.

(o) The following shall be added to Annex VI:

1. Article 2 of the Federal Old-Age and Survivors' Insurance Act and

Article 1 of the Federal Invalidity Insurance Act, which govern

voluntary insurance in these insurance branches for Swiss nationals

resident in States not subject to this Agreement, shall be

applicable to persons resident outside Switzerland who are nationals

of the other States to which this Agreement applies, and to refugees

and stateless persons resident in the territory of these States,

where these persons join the voluntary insurance scheme not later

than one year after the date on which they ceased to be covered by

old-age, survivors' and invalidity insurance after a continuous

period of insurance of at least five years.

2. Where a person ceases to be insured under Swiss old-age,

survivors' and invalidity insurance after a continuous period of

insurance of at least five years, he shall continue to be entitled

to be insured with the agreement of the employer if he works in a

State to which this Agreement does not apply for an employer in

Switzerland and if he submits an application to this effect within

six months of the date on which he ceases to be insured.

3. Compulsory cover under the Swiss sickness insurance scheme and

possible exemptions

(a) Compulsory insurance under the Swiss sickness insurance scheme

shall cover the following persons not resident in Switzerland:

(i) persons subject to Swiss legal provisions under the terms of

Title II of the Regulation

(ii) persons for whom Switzerland is the competent State under

Articles 28, 28a or 29 of the Regulation

(iii) persons receiving Swiss unemployment insurance benefits

(iv) members of the family of these persons or of a worker resident

in Switzerland who is insured under the Swiss sickness insurance

scheme, except if these family members are resident in one of the

following States: Denmark, Spain, Portugal, Sweden, United Kingdom.

(b) Persons referred to in a) may, on request, be exempted from

compulsory insurance if they are resident in one of the following

States and can prove that they are eligible there for cover in the

event of sickness: Germany, Austria, Finland, Italy and, with regard

to persons referred to in a) i)-iii), Portugal.

This request must be submitted within three months of the date on

which the obligation to take out insurance in Switzerland comes into

effect; where the request is submitted after this deadline, the

insurance shall take effect as from the date of affiliation.

4. Persons resident in Germany, Austria, Belgium or the Netherlands

but with sickness insurance cover in Switzerland shall, when in

Switzerland, benefit from the application by analogy of Article 20,

first and second sentences, of the Regulation. In these cases, the

Swiss insurer shall bear all invoiced costs.

5. For the purposes of applying Articles 22, 22a, 22b, 22c, 25 and

31 of the Regulation, the Swiss insurer shall bear all invoiced

costs.

6. Sickness insurance benefits paid by the institution of the place

of residence to the persons referred to in 4 shall be reimbursed in

accordance with Article 93 of Regulation (EEC) No 574/72.

7. Periods of daily allowance insurance completed under the

insurance scheme of another State to which this Agreement applies

shall be taken into account for reducing or lifting a possible

reserve in daily allowance insurance in the event of maternity or

sickness where the person becomes insured with a Swiss insurer

within three months of ceasing to be covered by insurance in another

country.

8. An employed or self-employed person who is no longer subject to

Swiss legislation on invalidity insurance shall, for the purposes of

Title III Chapter 3 of the Regulation, be regarded as being insured

by that insurance for the purposes of granting of an ordinary

invalidity pension

(a) for a period of one year with effect from the day on which work

preceding invalidity was interrupted, if he had to give up his

gainful employment or self-employment in Switzerland owing to an

accident or an illness and if the invalidity was diagnosed in this

country; he shall be obliged to pay contributions to old-age,

survivors' and invalidity insurance as if he were domiciled in

Switzerland

(b) for the period for which he undergoes rehabilitation measures

under invalidity insurance after having ceased his gainful

employment or self-employment; he shall then remain subject to the

obligation to pay contributions to old-age, survivors' and

invalidity insurance

(c) in cases where (a) and (b) are not applicable,

(i) if he is insured under the old-age, survivors' or invalidity

insurance of another State to which this Agreement applies on the

date on which the risk insured against materialises within the

meaning of Swiss legislation on invalidity insurance; or

(ii) if he is entitled to claim a pension under the invalidity or

old-age insurance of another State to which the Agreement applies or

if he receives such a pension; or

(iii) if he is incapable of working while subject to the legislation

of another State to which the Agreement applies and is entitled to

claim the payment of benefits from a sickness or accident insurance

scheme of that State or if he receives such benefit; or

(iv) if he is entitled to claim, because of unemployment, the

payment of benefits from the unemployment insurance scheme of

another State to which the Agreement applies or if he receives such

benefit; or

(v) if he has worked in Switzerland as a frontier worker and if,

during the three years immediately preceding the materialisation of

the risk within the meaning of Swiss legislation, he has paid

contributions for at least twelve months in accordance with that

legislation.

9. Point 8 a) shall apply by analogy to the granting of

rehabilitation measures under Swiss invalidity insurance.

(p) The following shall be added to Annex VII:

Pursuit of self-employment in Switzerland and of employment in any

other State to which this Agreement applies.

2. 372 R 0574: Council Regulation (EEC) No 574/72 of 21 March 1972

fixing the procedure for implementing Regulation (EEC) No 1408/71 on

the application of social security schemes to employed persons, to

self-employed persons and to the members of their families moving

within the Community.

as updated by:

 

397 R 118: Council Regulation (EC) No 118/97 of 2 December 1996 (OJ

L 28, 30.1.1997, p. 1) modifying and updating Regulation (EEC) No

1408/71 on the application of social security schemes to employed

persons, to self-employed persons and to members of their families

moving within the Community and Regulation (EEC) No 574/72 fixing

the procedure for implementing Regulation (EEC) No 1408/71

397 R 1290: Council Regulation (EC) No 1290/97 of 27 June 1997 (OJ L

176, 4.7.1998, p. 1) modifying Regulation (EEC) No 1408/71 on the

application of social security schemes to employed persons, to

self-employed persons and to members of their families moving within

the Community and Regulation (EEC) No 574/72 fixing the procedure

for implementing Regulation (EEC) No 1408/71

398 R 1223: Council Regulation (EC) No 1223/98 of 4 June 1998 (OJ L

168, 13.6.1998, p. 1) modifying Regulation (EEC) No 1408/71 on the

application of social security schemes to employed persons, to

self-employed persons and to members of their families moving within

the Community and Regulation (EEC) No 574/72 fixing the procedure

for implementing Regulation (EEC) No 1408/71

398 R 1606: Council Regulation (EC) No 1606/98 of 29 June 1998 (OJ L

209, 25.7.1998, p. 1) modifying Regulation (EEC) No 1408/71 on the

application of social security schemes to employed persons, to

self-employed persons and to members of their families moving within

the Community and Regulation (EEC) No 574/72 fixing the procedure

for implementing Regulation (EEC) No 1408/71.

399 R 307: Council Regulation (EC) No 307/1999 of 8 February 1999

(OJ L 38, 12.2.1999, p. 1) amending Regulation (EEC) No 1408/71 on

the application of social security schemes to employed persons, to

self-employed persons and to members of their families moving within

the Community and Regulation (EEC) No 574/72 laying downthe

procedure for implementing Regulation (EEC) No 1408/71 with a view

to extending them to cover students.

For the purposes of this Agreement, the Regulation shall be adapted

as follows:

(a) The following shall be added to Annex 1:

Switzerland

1. Bundesamt fŽr Sozialversicherung, Bern - Office fłdłral des

assurances sociales, Berne - Ufficio federale delle assicurazioni

sociali, Berna (Federal Social Insurance Office, Berne).

2. Bundesamt fŽr Wirtschaft und Arbeit, Bern - Office fłdłral du

dłveloppement łconomique et de l'emploi, Berne - Ufficio federale

dello sviluppo economico e del lavoro, Berna (Federal Office for

Industry and Labour, Berne).

(b) The following shall be added to Annex 2:

Switzerland

1. Sickness and maternity

Versichherer - Assureur - Assicuratore (Insurer) under the Federal

Sickness Insurance Act providing cover to the person concerned.

2. Invalidity

(a) Invalidity insurance:

(i) Persons resident in Switzerland:

IV Stelle - Office AI - Ufficio AI (Invalidity insurance office) of

the canton in which they are resident.

(ii) Persons not resident in Switzerland:

IV-Stelle fŽr Versicherte im Ausland, Genf - Office AI pour les

assurłs š l'łtranger, Genųve - Ufficio AI per gli assicurati

all'estero, Ginevra (Invalidity insurance office for persons insured

abroad, Geneva)

(b) Occupational benefit plans:

Pension fund of which the most recent employer is a member.

3. Old age and death

(a) Old-age and survivors' insurance:

(i) Persons resident in Switzerland:

Ausgleichskasse - Caisse de compensation - Cassa di compensazione, š

laquelle les contributions ont łtł payłes en dernier lieu

(Compensation fund) to which contributions have been paid most

recently.

(ii) Persons not resident in Switzerland:

Schweizerische Ausgleichskasse, Genf - Caisse suisse de

compensation, Genųve - Cassa svizzera di compensazione, Ginevra

(Swiss Compensation Fund, Geneva).

(b) Occupational benefit plans:

Pension fund of which the most recent employer is a member.

4. Occupational accidents and diseases

(a) Employed persons:

Insurer against accidents with which the employer is insured.

(b) Self-employed persons:

Insurer against accidents with which the person concerned is

voluntarily insured.

5. Unemployment

(a) Full unemployment:

Unemployment insurance fund chosen by the worker.

(b) Partial unemployment:

Unemployment insurance fund chosen by the employer.

6. Family benefits

(a) Federal scheme:

(i) Employed persons:

Kantonale Ausgleichskasse - Caisse cantonale de compensation - Cassa

cantonale di compensazione (cantonal compensation fund) of which the

employer is a member.

(ii) Self-employed persons:

Kantonale Ausgleichskasse - Caisse cantonale de compensation - Cassa

cantonale di compensazione (cantonal compensation fund) of the

canton of residence.

(b) Cantonal schemes:

(i) Employed persons:

Familienausgleichskasse - Caisse de compensation familiale - Cassa

di compensazione familiale (family compensation fund) of which the

worker is a member, or the employer.

(ii) Self-employed persons:

The institution designated by the canton.

(c) The following shall be added to Annex 3:

Switzerland

1. Sickness and maternity

Gemeinsame Einrichtung KVG, Solothurn - Institution commune LaMal,

Soleure - Istituzione commune LaMal, Soletta (common institution

under the Federal Sickness Insurance Act, Solothurn).

2. Invalidity

(a) Invalidity insurance

Schweizerische Ausgleichskasse, Genf - Caisse suisse de

compensation, Genųve - Cassa svizzera di compensazione, Ginevra

(Swiss Compensation Fund, Geneva).

(b) Occupational welfare benefit:

Sicherheitsfonds - Fonds de garantie - Fondo di garanzia LPP

(Guarantee Fund).

3. Old age and death

(a) Old-age and survivors' insurance:

Schweizerische Ausgleichskasse, Genf - Caisse suisse de

compensation, Genųve - Cassa svizzera di compensazione, Ginevra

(Swiss Compensation Fund, Geneva).

(b) Occupational benefit plans:

Sicherheitsfonds - Fonds de garantie - Fondo di garanzia LPP

(Guarantee Fund).

4. Occupational accidents and diseases

Schweizerische Unfallversicherungsanstalt, Luzern - Caisse nationale

suisse d'assurance en cas d'accidents, Lucerne - Cassa nazionale

svizzera di assicurazione contro gli incidenti, Lucerna (Swiss

National Accident Insurance Fund, Lucerne).

5. Unemployment

(a) Full unemployment:

Unemployment insurance fund chosen by the employed person.

(b) Partial unemployment:

Unemployment insurance fund chosen by the employer.

6. Family benefits

The institution designated by the canton of residence or the host

canton.

(d) The following shall be added to Annex 4:

Switzerland

1. Sickness and maternity

Gemeinsame Einrichtung KVG, Solothurn - Institution commune LaMal,

Soleure - Istituzione commune LaMal, Soletta (common institution

under the Federal Sickness Insurance Act, Solothurn).

2. Invalidity

(a) Invalidity insurance:

Schweizerische Ausgleichskasse, Genf - Caisse suisse de

compensation, Genųve - Cassa svizzera di compensazione, Ginevra

(Swiss Compensation Fund, Geneva).

(b) Occupational benefit plans:

Sicherheitsfonds - Fonds de garantie - Fondo di garanzia LPP

(Guarantee Fund).

3. Old-age and death

(a) Old-age and survivors' insurance:

Schweizerische Ausgleichskasse, Genf - Caisse suisse de

compensation, Genųve - Cassa svizzera di compensazione, Ginevra

(Swiss Compensation Fund, Geneva).

(b) Occupational benefit plans:

Sicherheitsfonds - Fonds de garantie - Fondo di garanzia LPP

(Guarantee Fund).

4. Occupational accidents and diseases

Schweizerische Unfallversicherungsanstalt, Luzern - Caisse nationale

suisse d'assurance en cas d'accidents, Lucerne - Cassa nazionale

svizzera di assicurazione contro gli incidenti, Lucerna (Swiss

National Accident Insurance Fund, Lucerne).

5. Unemployment

Bundesamt fŽr Wirtschaft und Arbeit, Bern - Office fłdłral du

dłveloppement łconomique et de l'emploi, Berne - Ufficio federale

dello sviluppo economico e del lavoro, Berna (Federal Office for

Industry and Labour, Berne).

6. Family benefits

Bundesamt fŽr Sozialversicherung, Bern - Office fłdłral des

assurances sociales, Berne - Ufficio federale delle assicurazioni

sociali, Berna (Federal Social Insurance Office, Berne).

(e) The following shall be added to Annex 5:

Switzerland

None.

(f) The following shall be added to Annex 6:

Switzerland

Direct payment.

(g) The following shall be added to Annex 7:

Switzerland

Schweizerische Nationalbank, ZŽrich - Banque nationale Suisse,

Zurich - Banca nazionale svizzera, Zurigo (Swiss National Bank,

Zurich).

(h) The following shall be added to Annex 8:

Switzerland

None.

(i) The following shall be added to Annex 9:

Switzerland

The annual average cost of benefits in kind is calculated by taking

into account the benefits granted by insurers under federal

legislation on sickness insurance.

(j) The following shall be added to Annex 10:

Switzerland

1. For the application of Article 11(1) of the implementing

Regulation:

(a) in relation to Article 14(1) and 14b(1) of the Regulation:

Ausgleichskasse der Alters-, Hinterlassenen- und

Invalidenversicherung - Caisse de compensation de

l'assurance-vieillesse, survivants et invaliditł - Cassa die

compensazione dell'assicurazione vecchiaia, superstiti e invaliditš

(the competent compensation fund for old-age, survivors' and

invalidity insurance)

(b) in relation to Article 17 of the Regulation:

Bundesamt fŽr Sozialversicherung, Bern - Office fłdłral des

assurances sociales, Berne - Ufficio federale delle assicurazioni

sociali, Berna (Federal Social Insurance Office, Berne).

2. For the application of Article 11a(1) of the implementing

Regulation:

(a) in relation to Articles 14(1) and 14b(2) of the Regulation:

Ausgleichskasse der Alters-, Hinterlassenen- und

Invalidenversicherung - Caisse de compensation de

l'assurance-vieillesse, survivants et invaliditł - Cassa die

compensazione dell'assicurazione vecchiaia, superstiti e invaliditš

(the competent compensation fund for old-age, survivors' and

invalidity insurance)

(b) in relation to Article 17 of the Regulation:

Bundesamt fŽr Sozialversicherung, Bern - Office fłdłral des

assurances sociales, Berne - Ufficio federale delle assicurazioni

sociali, Berna (Federal Social Insurance Office, Berne).

3. For the application of Article 12a of the implementing

Regulation:

Gemeindeverwaltung - Administration communale - Amministrazione

communale Ausgleichskasse der Alters-, Hinterlassenen- und

Invalidenversicherung - Caisse de compensation de

l'assurance-vieillesse, survivants et invaliditł - Cassa die

compensazione dell'assicurazione vecchiaia, superstiti e invaliditš)

(the competent compensation fund for old-age, survivors' and

invalidity insurance).

4. For the application of Article 13(2) and (3) and Article 14(1)

and (2) of the implementing Regulation:

EidgenŠssische Ausgleichskasse, Bern - Caisse fłdłrale de

compensation, Berne - Cassa federale di compensazione, Berna

(Federal Compensation Fund, Berne).

5. For the application of Articles 38(1), 70(1), 82(2) and 86(2) of

the implementing Regulation:

(the local authority at the place of residence).

6. For the application of Articles 80(2) and 81 of the implementing

Regulation:

Bundesamt fŽr Wirtschaft und Arbeit, Bern - Office fłdłral du

dłveloppement łconomique et de l'emploi, Berne - Ufficio federale

dello sviluppo economico e del lavoro, Berna (Federal Office for

Industry and Labour, Berne).

7. For the application of Article 102(2) of the implementing

Regulation:

(a) in relation to Article 36 of the Regulation:

Gemeinsame Einrichtung KVG, Solothurn - Institution commune LaMal,

Soleure - Istituzione commune LaMal, Soletta (common institution

under the Federal Sickness Insurance Act, Solothurn)

(b) in relation to Article 63 of the Regulation:

Schweizerische Unfallversicherungsanstalt, Luzern - Caisse nationale

Suisse d'assurance en cas d'accidents, Lucerne - Cassa nazionale

svizzera di assicurazione contro gli incidenti, Lucerna (Swiss

National Accident Insurance Fund, Lucerne)

(c) in relation to Article 70 of the Regulation:

Bundesamt fŽr Wirtschaft und Arbeit, Bern - Office fłdłral du

dłveloppement łconomique et de l'emploi, Berne - Ufficio federale

dello sviluppo economico e del lavoro, Berna (Federal Office for

Industry and Labour, Berne).

8. For the application of Article 113(2) of the implementing

Regulation:

(a) in relation to Article 20(1) of the Regulation:

Gemeinsame Einrichtung KVG, Solothurn - Institution commune LaMal,

Soleure - Istituzione commune LaMal, Soletta (common institution

under the Federal Sickness Insurance Act, Solothurn)

(b) in relation to Article 62(1) of the implementing Regulation:

Schweizerische Unfallversicherungsanstalt, Luzern - Caisse nationale

Suisse d'assurance en cas d'accidents, Lucerne - Cassa nazionale

svizzera di assicurazione contro gli incidenti, Lucerna (Swiss

National Accident Insurance Fund, Lucerne).

(k) The following shall be added to Annex 11:

Switzerland

None.

3. 398 L 49: Council Directive 98/49/EC of 29 June 1998 (OJ L 209,

25.7.1998, p. 46) on safeguarding the supplementary pension rights

of employed and self-employed persons moving within the Community.

SECTION B: ACTS OF WHICH THE CONTRACTING PARTIES SHALL TAKE DUE

ACCOUNT

4.1. 373 D 0919(02): Decision No 74 of 22 February 1973 concerning

the provision of medical care in cases of temporary stay under

Article 22(1)(a)(i) of Council Regulation (EEC) No 1408/71 and

Article 21 of Council Regulation (EEC) No 574/72 (OJ C 75,

19.9.1973, p. 4).

4.2. 373 D 0919(03): Decision No 75 of 22 February 1973 concerning

the investigation of applications for review made under Article

94(5) of Council Regulation (EEC) No 1408/71 by invalidity

pensioners (OJ C 75, 19.9.1973, p. 5).

4.3. 373 D 0919(06): Decision No 78 of 22 February 1973 concerning

the interpretation of Article 7(1)(a) of Council Regulation (EEC) No

574/72 relating to the procedure for implementing the provisions on

reduction and suspension (OJ C 75, 19.9.1973, p. 8).

4.4. 373 D 0919(07): Decision No 79 of 22 February 1973 concerning

the interpretation of Article 48(2) of Council Regulation (EEC) No

1408/71 relating to the aggregation of insurance periods treated as

such with regard to insurance for invalidity, old age and death (OJ

C 75, 19.9.1973, p. 9).

4.5. 373 D 0919(09): Decision No 81 of 22 February 1973 concerning

aggregation of insurance periods completed in a specific employment

pursuant to Article 45(2) of Council Regulation (EEC) No 1408/71 (OJ

C 75, 19.9.1973, p. 11).

4.6. 373 D 0919(11): Decision No 83 of 22 February 1973 concerning

the interpretation of Article 68(2) of Council Regulation (EEC) No

1408/71 and of Article 82 of Council Regulation (EEC) No 574/72

relating to increases in unemployment benefit for dependent members

of the family (OJ C 75, 19.9.1973, p. 14).

4.7. 373 D 0919(13): Decision No 85 of 22 February 1973 concerning

the interpretation of Article 57(1) of Council Regulation (EEC) No

1408/71 and of Article 67(3) of Council Regulation (EEC) No 574/72

relating to the determination of the applicable legislation and the

institution competent for the granting of benefits in respect of

occupational diseases (OJ C 75, 19.9.1973, p. 17).

4.8. 373 D 1113(02): Decision No 86 of 24 September 1973 concerning

the methods of operation and the composition of the Audit Board of

the Administrative Commission of the European Communities on social

security for migrant workers (OJ C 96, 13.11.1973, p. 2), as amended

by:

395 D 0512: Decision No 159 of 3 October 1995 (OJ L 294, 8.12.1995,

p. 38).

4.9. 374 D 0720(06): Decision No 89 of 20 March 1973 concerning the

interpretation of Article 16(1) and (2) of Council Regulation (EEC)

No 1408/71 relating to persons employed by diplomatic missions and

consular posts (OJ C 86, 20.7.1974, p. 7).

4.10. 374 D 0720(07): Decision No 91 of 12 July 1973 concerning the

interpretation of Article 46(3) of Council Regulation (EEC) No

1408/71 relating to the award of benefits due under paragraph 1 of

the said Article (OJ C 86, 20.7.1974, p. 8).

4.11. 374 D 0823(04): Decision No 95 of 24 January 1974 concerning

the interpretation of Article 46(2) of Council Regulation (EEC) No

1408/71 on the calculation of pro rata pensions (OJ C 99, 23.8.1974,

p. 5).

4.12. 374 D 1017(03): Decision No 96 of 15 March 1974 concerning the

revision of rights to benefit pursuant to Article 49(2) of Council

Regulation (EEC) No 1408/71 (OJ C 126, 17.10.1974, p. 23).

4.13. 375 D 0705(02): Decision No 99 of 13 March 1975 concerning the

interpretation of Article 107(1) of Council Regulation (EEC) No

574/72 with regard to the obligation to recalculate current benefits

(OJ C 150, 5.7.1975, p. 2).

4.14. 375 D 0705(03): Decision No 100 of 23 January 1975 concerning

the refund of cash benefits provided by the institution of the place

of stay or of residence on behalf of the competent institution and

the details of refunding these benefits (OJ C 150, 5.7.1975, p. 3).

4.15. 376 D 0526(03): Decision No 105 of 19 December 1975 on the

implementation of Article 50 of Council Regulation (EEC) No 1408/71

(OJ C 117, 26.5.1976, p. 3).

4.16. 378 D 0530(02): Decision No 109 of 18 November 1977 amending

Decision No 92 of 22 November 1973, concerning the concept of

sickness and maternity insurance benefits in kind referred to in

Articles 19(1) and (2), 22, 25(1), (3) and (4), 26, 28(1), 28a, 29

and 31 of Council Regulation (EEC) No 1408/71 and the determination

of the amounts to be refunded under Articles 93, 94 and 95 of

Council Regulation (EEC) No 574/72, as well as the advances to be

paid in pursuance of Article 102(4) of the same Regulation (OJ C

125, 30.5.1978, p. 2).

4.17. 383 D 0115: Decision No 115 of 15 December 1982 concerning the

granting of prostheses, major appliances and other substantial

benefits in kind provided for in Article 24(2) of Council Regulation

(EEC) No 1408/71 (OJ C 193, 20.7.1983, p. 7).

4.18. 383 D 0117: Decision No 117 of 7 July 1982 concerning the

conditions for implementing Article 50(1)(a) of Council Regulation

(EEC) No 574/72 (OJ C 238, 7.9.1983, p. 3), as amended by:

1 94 N: Act concerning the conditions of accession of the Republic

of Austria, the Republic of Finland and the Kingdom of Sweden and

the adjustments to the Treaties on which the European Union is

founded (OJ C 241, 29.8.1994, p. 21, as amended by OJ L 1, 1.1.1995,

p. 1).

The provisions of the Decision shall, for the purposes of the

present Agreement, be read with the following adaptations:

The following shall be added to Article 2 No 2:

Switzerland

Schweizerische Ausgleichskasse, Genf - Caisse suisse de

compensation, Genųve - Cassa svizzera di compensazione, Ginevra

(Swiss Compensation Fund, Geneva).

4.19. 83 D 1112(02): Decision No 118 of 20 April 1983 concerning the

conditions for implementing Article 50(1)(b) of Council Regulation

(EEC) No 574/72 (OJ C 306, 12.11.1983, p. 2), as amended by:

1 94 N: Act concerning the conditions of accession of the Republic

of Austria, the Republic of Finland and the Kingdom of Sweden and

the adjustments to the Treaties on which the European Union is

founded (OJ C 241, 29.8.1994, p. 21 as amended by OJ L 1, 1.1.1995,

p. 1).

The provisions of the Decision shall, for the purposes of the

present Agreement, be read with the following adaptations:

The following shall be added to Article 2 No 4:

Switzerland

Schweizerische Ausgleichskasse, Genf - Caisse suisse de

compensation, Genųve - Cassa svizzera di compensazione, Ginevra

(Swiss Compensation Fund, Geneva).

4.20. 383 D 1102(03): Decision No 119 of 24 February 1983 concerning

the interpretation of Article 76 and Article 79(3) of Council

Regulation (EEC) No 1408/71 and of Article 10(1) of Council

Regulation (EEC) No 574/72 relating to the overlapping of family

benefits and allowances (OJ C 295, 2.11.1983, p. 3).

4.21. 383 D 0121: Decision No 121 of 21 April 1983 concerning the

interpretation of Article 17(7) of Council Regulation (EEC) No

574/72 relating to the granting of prostheses, major appliances and

other substantial benefits in kind (OJ C 193, 20.7.1983, p. 10).

4.22. 386 D 0126: Decision No 126 of 17 October 1985 concerning the

application of Articles 14(1)(a), 14a(1)(a), 14b(1) and (2) of

Council Regulation (EEC) No 1408/71 (OJ C 141. 7.6.1986, p. 3).

4.23. 387 D XXX: Decision No 132 of 23 April 1987 concerning the

interpretation of Article 40(3)(a)(ii) of Council Regulation (EEC)

No 1408/71 (OJ C 271, 9.10.1987, p. 3).

4.24. 387 D 284: Decision No 133 of 2 July 1987 concerning the

application of Articles 17(7) and 60(6) of Council Regulation (EEC)

No 574/72 (OJ C 284, 22.10.1987, p. 3 and OJ C 64, 9.3.1988, p. 13).

4.25. 388 D XXX: Decision No 134 of 1 July 1987 concerning the

interpretation of Article 45(2) of Council Regulation (EEC) No

1408/71 relating to aggregation of insurance periods completed in an

occupation subject to a special scheme in one or more Member States

(OJ C 64, 9.3.1988, p. 4).

4.26. 388 D XXX: Decision No 135 of 1 July 1987 concerning the

granting of benefits in kind provided for in Article 17(7) and

Article 60(6) of Council Regulation (EEC) No 574/72 and the concept

of urgency within the meaning of Article 20 of Council Regulation

(EEC) No 1408/71 and of extreme urgency within the meaning of

Articles 17(7) and 60(6) of Council Regulation(EEC) No 574/72 (OJ C

281, 9.3.1988, p. 7), as amended by:

1 94 N: Act concerning the conditions of accession of the Republic

of Austria, the Republic of Finland and the Kingdom of Sweden and

the adjustments to the Treaties on which the European Union is

founded (OJ C 241, 29.8.1994, p. 21 as amended by OJ L 1, 1.1.1995,

p. 1).

The provisions of the Decision shall, for the purposes of the

present Agreement, be read with the following adaptations:

The following shall be added to Article 2 No 2:

"CHF 800 for the institution of the place of residence in

Switzerland; ".

4.27. 388 D 64: Decision No 136 of 1 July 1987 concerning the

interpretation of Article 45(1) to (3) of Council Regulation (EEC)

No 1408/71 with regard to the taking into account of insurance

periods completed under the legislations of other Member States for

the acquisition, retention or recovery of the right to benefits (OJ

C 64, 9.3.1988, p. 7), as amended by:

1 94 N: Act concerning the conditions of accession of the Republic

of Austria, the Republic of Finland and the Kingdom of Sweden and

the adjustments to the Treaties on which the European Union is

founded (OJ C 241, 29.8.1994, p. 21, as amended by OJ L 1, 1.1.1995,

p. 1).

The provisions of the Decision shall, for the purposes of the

present Agreement, be read with the following adaptations:

The following shall be added to the Annex:

Switzerland

None.

4.28. 389 D 606: Decision No 137 of 15 December 1988 concerning the

application of Article 15(3) of Council Regulation (EEC) No 574/72

(OJ C 140, 6.6.1989, p. 3).

4.29. 389 D XXX: Decision No 138 of 17 February 1989 concerning the

interpretation of Article 22 (1)(c)(i) of Council Regulation (EEC)

No 1408/71 in the case of organ transplants or other forms of

surgery requiring tests on biological samples while the person

concerned is not present in the Member State where the tests are

carried out (OJ C 287, 15.11.1989, p. 3).

4.30. 390 D XXXX: Decision No 139 of 30 June 1989 concerning the

date to be taken into consideration for determining the rates of

conversion referred to in Article 107 of Council Regulation (EEC) No

574/72 to be applied when calculating certain benefits and

contributions (OJ C 94, 12.4.1990, p. 3).

4.31. 390 D XXX: Decision No 140 of 17 October 1989 concerning the

rate of conversion to be applied by the institution of a wholly

unemployed frontier worker's place of residence to the last wage or

salary he received in the competent State (OJ C 94, 12.4.1990, p.

4).

4.32. 390 D XXX: Decision No 141 of 17 October 1989 amending

Decision No 127 of 17 October 1985 concerning the compilation of the

lists provided for in Articles 94(4) and 95(4) of Regulation (EEC)

No 574/72/EEC (OJ C 94, 12.4.1990, p. 5).

4.33. 390 D XXX: Decision No 142 of 13 February 1990 concerning the

application of Articles 73, 74 and 75 of Council Regulation (EEC) No

1408/71 (OJ C 80, 30.3.1990, p. 7).

The provisions of the Decision shall, for the purposes of the

present Agreement, be read with the following adaptations:

(a) No 1 shall not apply.

(b) No 3 shall not apply.

4.34. 391 D 140: Decision No 144 of 9 April 1990 on the model forms

necessary for the application of Council Regulations (EEC) No

1408/71 and (EEC) No 574/72 (E401-E410 F) (OJ L 71, 18.3.1991, p.

1).

4.35. 391 D 425: Decision No 147 of 11 October 1990 concerning the

application of Article 76 of Council Regulation (EEC) No 1408/71 (OJ

L 235, 23.8.1991, p. 21), as amended by:

395 D 2353: Decision No 155 of 6 July 1994 (E401-E411) (OJ L 209,

5.9.1995, p. 1).

4.36. 393 D 22: Decision No 148 of 25 June 1992 concerning the use

of the certificate concerning the applicable legislation (Form E101)

where the period of posting does not exceed three months (OJ L 22,

30.1.1993, p. 124).

4.37. 393 D 825: Decision No 150 of 26 June 1992 concerning the

application of Articles 77, 78 and 79(3) of Regulation (EEC) No

1408/71 and of Article 10(1)(b)(ii) of Regulation (EEC) No 574/72

(OJ C 229, 25.8.1993, p. 5), as amended by:

1 94 N: Act concerning the conditions of accession of the Republic

of Austria, the Republic of Finland and the Kingdom of Sweden and

the adjustments to the Treaties on which the European Union is

founded (OJ C 241, 29.8.1994, p. 21, as amended by OJ L 1, 1.1.1995,

p. 1).

The provisions of the Decision shall, for the purposes of the

present Agreement, be read with the following adaptations:

Switzerland

Schweizerische Ausgleichskasse, Genf - Caisse suisse de

compensation, Genųve - Cassa svizzera di compensazione, Ginevra

(Swiss Compensation Fund, Geneva).

4.38. 394 D 602: Decision No 151 of 22 April 1993 concerning the

application of Article 10a of Regulation (EEC) No 1408/71 and

Article 2 of Regulation (EEC) No 1247/92 (OJ L 244, 19.9.1994, p.

1).

The provisions of the Decision shall, for the purposes of the

present Agreement, be read with the following adaptations:

The following shall be added to the Annex:

Switzerland

1. Invalidity, old age and death

(a) Invalidity insurance:

Schweizerische Ausgleichskasse, Genf - Caisse suisse de

compensation, Genųve - Cassa svizzera di compensazione, Ginevra

(Swiss Compensation Fund, Geneva).

(b) Occupational welfare benefit:

Sicherheitsfonds - Fonds de garantie - Fondo di garanzia LPP.

Provident institution under the Federal Act on occupational benefit

plans for old-age, survivors' and invalidity insurance.

2. Unemployment

Bundesamt fŽr Wirtschaft und Arbeit, Bern - Office fłdłral du

dłveloppement łconomique et de l'emploi, Berne - Ufficio federale

dello sviluppo economico e del lavoro, Berna (Federal Office for

Industry and Labour, Berne).

3. Family benefits

Bundesamt fŽr Sozialversicherung, Bern - Office fłdłral des

assurances sociales, Berne - Ufficio federale delle assicurazioni

sociali, Berna (Federal Social Insurance Office, Berne).

4.39. 394 D 604: Decision No 153 of 7 October 1993 on the model

forms necessary for the application of Council Regulations (EEC) No

1408/71 and (EEC) No 574/72 (E001, E103-E127) (OJ L 244, 19.9.1994,

p. 22).

4.40. 394 D 605: Decision No 154 of 8 February 1994 on the model

forms necessary for the application of Council Regulations (EEC) No

1408/71 and (EEC) No 574/72 (E301, E302, E303) (OJ L 244, 19.9.1994,

p. 123).

4.41. 395 D 353: Decision No 155 of 6 July 1994 on the model forms

necessary for the application of Council Regulations (EEC) No

1408/71 and (EEC) No 574/72 (E401-E411) (OJ L 244, 5.9.1995, p. 1).

4.42. 395 D 0419: Decision No 156 of 7 April 1995 concerning the

rules of priority with regard to sickness and maternity insurance

(OJ L 249, 17.10.1995, p. 41).

4.43. 396 D 732: Decision No 158 of 27 November 1995 on the model

forms necessary for the application of Regulations (EEC) No 1408/71

and (EEC) No 574/72 (E201-E215) (OJ L 336, 27.12.1996, p. 1).

4.44. 395 D 512: Decision No 159 of 3 October 1995 amending Decision

No 86 of 24 September 1973 concerning the methods of operation and

the composition of the Audit Board of the Administrative Commission

of the European Communities on Social Security for Migrant Workers

(OJ L 294, 8.12.1995 p. 38).

4.45. 396 D 172: Decision No 160 of 28 November 1995 concerning the

scope of Article 71(1)(b)(ii) of Council Regulation (EEC) No 1408/71

relating to the right to unemployment benefits of workers, other

than frontier workers, who, during their last employment, were

resident in the territory of a Member State other than the competent

State (OJ L 49, 28.2.1996, p. 31).

4.46. 396 D 249: Decision No 161 of 15 February 1996 concerning the

reimbursement by the competent institution of a Member State of the

costs incurred during a stay in another Member State by means of the

procedure referred to in Article 34(4) of Regulation (EEC) No 574/72

(OJ L 83, 2.4.1996, p. 19).

4.47. 396 D 554: Decision No 162 of 31 May 1996 concerning the

interpretation of Articles 14(1) and 14b(1) of Council Regulation

(EEC) No 1408/71 on the legislation applicable to posted workers (OJ

L 241, 21.9.1996, p. 28).

4.48. 396 D 555: Decision No 163 of 31 May 1996 concerning the

interpretation of Article 22(1)(A) of Regulation (EEC) No 1408/71 in

respect of persons undergoing dialysis or oxygen therapy (OJ L 241,

21.9.1996, p. 31).

4.49. 397 D 533: Decision No 164 of 27 November 1996 on the model

forms necessary for the application of Council Regulations (EEC) No

1408/71 and (EEC) No 574/72 (E 101 and E 102) (OJ L 216 du 8.8.1997,

p. 85).

4.50. 397 D 0823: Decision No 165 of 30 June 1997 on the model forms

necessary for the application of Council Regulations (EEC) No

1408/71 and (EEC) No 574/72 (E128 and E128B) (OJ L 341, 12.12.1997,

p. 61).

4.51. 398 D 0441: Decision No 166 of 2 October 1997 on the amending

of forms E106 and E109 (OJ L 195, 11.7.1998, p. 25).

4.52. 398 D 0442: Decision No 167 of 2 December 1997 amending

Decision No 146 of 10 October 1990 concerning the interpretation of

Article 94(9) of Regulation (EEC) No 1408/71 (OJ L 195, 11.7.1998,

p. 35).

4.53. 398 D 0443: Decision No 168 of 11 June 1998 on the amending of

forms E121 and E127 and the discontinuance of form E122 (OJ L 195,

11.7.1998, p. 37).

4.54. 398 D 0444: Decision No 169 of 11 June 1998 concerning the

methods of operation and the composition of the Technical Commission

on Data Processing of the Administrative Commission of the European

Communities on Social Security for Migrant Workers (OJ L 195,

11.7.1998, p. 46).

4.55. 398 D 0565: Decision No 170 of 11 June 1998 amending Decision

No 141 of 17 October 1989 concerning the compilation of the lists

provided for in Articles 94(4) and 95(4) of Council Regulation (EEC)

No 574/72 of 21 March 1972 (OJ L 275, 10.10.1998, p. 40).

SECTION C: ACTS OF WHICH THE CONTRACTING PARTIES SHALL TAKE NOTE

The Contracting Parties shall take note of the content of the

following acts:

5.1. Recommendation No 14 of 23 January 1975 concerning the issue of

Form E111 to workers posted abroad (adopted by the Administrative

Commission during its 139th meeting on 23 January 1975).

5.2. Recommendation No 15 of 19 December 1980 on the determination

of the language of issue of the forms required for the purposes of

Regulations (EEC) No 1408/71 and (EEC) No 574/72/EEC (adopted by the

Administrative Commission during its 176th meeting on 19 December

1980).

5.3. 385 Y 0016: Recommendation No 16 of 12 December 1984 concerning

the conclusion of agreements pursuant to Article 17 of Regulation

(EEC) No 1408/71 (OJ C 273, 24.10.1985, p. 3).

5.4. 385 Y 0017: Recommendation No 17 of 12 December 1984 concerning

the statistical data to be supplied each year for the drawing up of

the reports of the Administrative Commission (OJ C 273, 24.10.1985,

p. 3).

5.5 386 Y 0018: Recommendation No 18 of 28 February 1986 relating to

the legislation applicable to unemployed persons engaged in

part-time work in a Member State other than the State of residence

(OJ C 284, 11.11.1986, p. 4).

5.6. 392 Y 19: Recommendation No 19 of 24 November 1992 on the

improvement of cooperation among the Member States in implementing

the Community Regulations (OJ C 199, 23.7.1993, p. 11).

5.7. 396 Y 592: Recommendation No 20 of 31 May 1996 concerning

improvement of the administration and settlement of reciprocal

claims (OJ L 259, 12.10.1996, p. 19).

5.8. 397 Y 0304(01): Recommendation No 21 of 28 November 1996

concerning the application of Article 69(1)(a) of Regulation (EEC)

No 1408/71 to unemployed persons accompanying their spouses employed

in a Member State other than the competent State (OJ C 67, 4.3.1997,

p. 3).

5.9. 380 Y 0609(03): Updating of the Declarations of the Member

States provided for in Article 5 of Council Regulation (EEC) No

1408/71 of 14 June 1971 on the application of social security

schemes to employed persons and their families moving within the

Community (OJ C 139, 9.6.1980, p. 1).

6.0. 381 Y 0613(01): Declarations by Greece provided for in Article

5 of Council Regulation (EEC) No 1408/71 of 14 June 1971 on the

application of social security schemes to employed persons and their

families moving within the Community (OJ C 143, 13.6.1981, p. 1).

6.1. 386 Y 0338(01): Updating of the Declarations of the Member

States provided for in Article 5 of Council Regulation (EEC) No

1408/71 of 14 June 1971 on the application of social security

schemes to employed persons and their families moving within the

Community (OJ C 338, 31.12.1986, p. 1).

6.2. C/107/87/p. 1: Declarations of the Member States provided for

in Article 5 of Council Regulation (EEC) No 1408/71 of 14 June 1971

on the application of social security schemes to employed and self

employed persons and their families moving within the Community (OJ

C 107, 22.4.1987, p. 1).

6.3. C/323/80/p. 1: Notifications to the Council by the Governments

of the Federal Republic of Germany and of the Grand Duchy of

Luxembourg of the conclusion of a convention between these two

Governments on various social security questions, pursuant to

Articles 8(2) and 96 of Council Regulation (EEC) No 1408/71 of 14

June 1971 on the application of social security schemes to employed

persons and their families moving within the Community (OJ C 323,

11.12.1980, p. 1).

6.4. L/90/87/p. 39: Declaration made by the French Republic pursuant

to Article 1(j) of Council Regulation (EEC) No 1408/71 on the

application of social security schemes to employed persons,

self-employed persons and members of their families moving within

the Community (OJ L 90, 2.4.1987, p. 39).

 

(1) N.B.

The Community acquis as applied by the EC Member States within the

European Community when this Agreement is signed:

The principles of aggregation of entitlements to unemployment

benefit and its provision in the State of last employment apply

irrespective of the duration of employment.

Persons who have been employed for a period of less than one year

within the territory of a Member State may, in order to seek a new

job, reside there after the end of their employment for a reasonable

period, which may be up to six months, for the purpose of

identifying offers of jobs corresponding to their professional

qualifications and, if necessary, taking the steps required to

obtain employment. These persons may also remain after the end of

their employment if they have sufficient financial means to support

themselves and the members of their families without having to draw

on welfare benefits during their stay, and if they have sickness

insurance cover for all risks. Unemployment benefit to which they

are entitled under national legislation, and which may if necessary

be supplemented under aggregation rules, is to be regarded as such

financial means. Financial means are deemed adequate if they exceed

the amount below which nationals of the State concerned may, while

taking into account their personal circumstances and possibly those

of their families, claim welfare benefits. If this precondition is

not applicable, the financial means of the applicant are considered

adequate if they exceed the level of the minimum social security

pension granted by the host State.

Seasonal workers may exercise their rights to unemployment benefits

in the State of last employment regardless of when the season

concerned comes to an end. They may remain after the end of their

employment provided that they satisfy the conditions mentioned in

the previous paragraph. If they make themselves available for work

in the State of residence, they will receive unemployment benefits

in that State in accordance with the provisions of Article 71 of

Regulation (EEC) no 1408/71.

Frontier workers may make themselves available for work in the State

of residence or in the State of last employment if they have

maintained personal and professional links and thus have better

prospects of finding employment there. They will draw unemployment

benefits in the State in which they make themselves available for

work.

 

 

PROTOCOL

to Annex II to the Agreement on the free movement of persons

 

Unemployment insurance

1. The following rules shall apply with respect to unemployment

insurance for workers holding a residence permit with a period of

validity of less than one year:

1.1. Only workers who have paid contributions in Switzerland for the

minimum period required under the Federal Unemployment Insurance and

Insolvency Allowances Act (loi fłdłrale sur l'assurance-chĮmage

obligatoire et l'indemnitł en cas d'insolvabilitł - LACI)(1) and who

also satisfy the other conditions of eligibility for unemployment

benefit shall be entitled to such benefit provided by the

unemployment insurance under the conditions laid down by law.

1.2. A portion of the contributions levied for workers whose period

of contribution is too short to give entitlement to unemployment

benefit in Switzerland under 1.1 shall be refunded to their States

of origin in accordance with the provisions of 1.3. in order to

contribute towards the cost of benefits provided to these workers in

the event of full unemployment; these workers shall then have no

entitlement to benefit in the event of their being fully unemployed

in Switzerland. They shall, however, be entitled to allowances for

bad weather and in the event of the employer becoming insolvent.

Benefits in the event of full unemployment shall be paid by the

State of origin, provided that the workers concerned make themselves

available for work. Periods of insurance completed in Switzerland

shall be taken into account in the same way as if they had been

completed in the State of origin.

1.3. The portion of the contributions levied for workers referred to

in 1.2 shall be refunded on an annual basis in accordance with the

following provisions:

(a) The total contributions of these workers shall be calculated, by

country, on the basis of the annual number of workers employed and

the average annual contributions paid for each worker (employer's

and employee's contributions).

(b) Of the amount calculated in this way, a portion thereof

corresponding to the relative share represented by unemployment

benefit as a percentage of all the allowances referred to in 1.2

shall be refunded to the workers' States of origin, and a portion

shall be retained by Switzerland as a reserve for subsequent

benefits.(2)

(c) Switzerland shall, on an annual basis, provide a statement

showing the contributions refunded. If the States of origin so

request, it shall indicate the bases for the calculation and the

sums refunded. The States of origin shall each year notify

Switzerland of the number of recipients of unemployment benefit as

referred to in 1.2.

2. Frontier workers' unemployment insurance contributions in

Switzerland, as provided for under the respective bilateral

agreements, shall continue to be refunded.

3. The arrangements under 1 and 2 shall apply for a period of seven

years from the date of entry into effect of the Agreement. If, at

the end of the seven-year period, a Member State encounters

difficulties with the ending of the arrangements for refunding of

contributions, or Switzerland encounters difficulties with the

aggregation arrangements, the matter may be referred to the Joint

Committee by any of the contracting parties.

Allowances for helpless persons

Allowances for helpless persons under the Federal Old-Age and

Survivors' Insurance Act (loi fłdłrale sur l'assurance-vieillesse et

survivants) and the Federal Invalidity Insurance Act (loi fłdłrale

sur l'assurance-invaliditł) shall, by means of a decision of the

Joint Committee, be provided for in the text of Annex II to the

Agreement on the free movement of persons in Annex IIa to Regulation

No 1408/71, as soon as the amendment of these Acts stipulating that

these benefits shall be financed exclusively by the public

authorities enters into effect.

Occupational benefit plans concerning old-age, survivors' and

invalidity pensions

Notwithstanding Article 10 (2) of Council Regulation (EEC) No

1408/71, the vested benefit provided for under the Federal Act on

free movement among occupational benefit plans concerning old-age,

survivors' and invalidity pensions (Loi fłdłrale sur le libre

passage dans la prłvoyance professionnelle vieillesse, survivants et

invaliditł) of 17 December 1993 shall be paid out on request to an

employed or self-employed person who intends to leave Switzerland

for good and who, under Title II of the Regulation, will no longer

be subject to Swiss law, provided that they leave Switzerland within

five years of this Agreement entering into effect.

 

(1) Currently six months, or 12 months in the event of recurrent

unemployment.

(2) Refunded contributions for workers who will exercise their right

to unemployment benefit in Switzerland after having paid

contributions for at least six months - over several periods of

residence - within the space of two years.

 

 

ANNEX III

 

MUTUAL RECOGNITION OF PROFESSIONAL QUALIFICATIONS

(Diplomas, certificates and other evidence of formal qualifications)

1. The contracting parties agree to apply amongst themselves, in the

field of the mutual recognition of professional qualifications, the

Community acts to which reference is made, as in force at the date

of the signature of the Agreement and as amended by Section A of

this present Annex, or rules equivalent to such acts.

2. For the purposes of applying the present Annex, the contracting

parties take note of the Community acts to which reference is made

in Section B of this Annex.

3. The term "Member State(s)" in the acts to which reference is made

in Section A of this Annex is considered to apply to Switzerland in

addition to the states covered by the Community acts in question.

SECTION A - ACTS TO WHICH REFERENCE IS MADE

A. General system

1. 389 L 0048: Council Directive 89/48/EEC of 21 December 1988 on a

general system for the recognition of higher-education diplomas

awarded on completion of professional education and training of at

least three years' duration (OJ L 19, 24.1.1989, p. 16).

2. 392 L 0051: Council Directive 92/51/EEC of 18 June 1992 on a

second general system for the recognition of professional education

and training to supplement Directive 89/48/EEC (OJ L 209, 24.7.1992,

p. 25), as amended by:

- 394 L 0038: Commission Directive 94/38/EC of 26 July 1994 amending

Annexes C and D to Council Directive 92/51/EEC on a second general

system for the recognition of professional education and training to

supplement Directive 89/48/EEC (OJ L 217, 23.8.1994, p. 8)

- 395 L 0043: Commission Directive 95/43/EC of 20 July 1995 amending

Annexes C and D to Council Directive 92/51/EEC on a second general

system for the recognition of professional education and training to

supplement Directive 89/48/EEC (OJ L 184, 3.8.1995, p. 21)

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union

- 397 L 0038: Commission Directive 97/38/EC of 20 June 1997 amending

Annex C to Council Directive 92/51/EEC on a second general system

for the recognition of professional education and training to

supplement Council Directive 89/48/EEC (OJ L 184, 3.8.1997, p. 31).

The Swiss lists relating to Annexes C and D of Directive 92/51/EEC

will be drawn up in the framework of the application of the present

agreement.

B. Legal professions

3. 377 L 0249: Council Directive 77/249/EEC of 22 March 1977 to

facilitate the effective exercise by lawyers of freedom to provide

services (OJ L 78, 26.3.1977, p. 17), as amended by:

- 1 79 H: Act concerning the conditions of accession of the Hellenic

Republic to the European Communities and the adjustments to the

treaties (OJ L 291, 19.11.1979, p. 91)

- 1 85 I: Act concerning the conditions of accession of the Kingdom

of Spain and the Portuguese Republic to the European Communities (OJ

L 302 of 15.11.1985, p. 160)

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

The following text is added to Article 1(2):

"Switzerland:

Avocat/Advokat, Rechtsanwalt, Anwalt, FŽrsprecher, FŽrsprech

Avvocato."

4. 398 L 0005: Directive 98/5/EC of the European Parliament and of

the Council of 16 February 1998 to facilitate practice of the

profession of lawyer on a permanent basis in a Member State other

than that in which the qualification was obtained (OJ L 77,

14.3.1998, p. 36).

For the purposes of the present agreement, the Directive is amended

as follows:

The following text is added to Article 1(2)(a):

"Switzerland:

Avocat/Advokat, Rechtsanwalt, Anwalt, FŽrsprecher, FŽrsprech

Avvocato."

C. Medical and paramedical activities

5. 381 L 1057: Council Directive 81/1057/EEC of 14 December 1981

supplementing Directives 75/362/EEC, 77/452/EEC, 78/686/EEC and

78/1026/EEC concerning the mutual recognition of diplomas,

certificates and other evidence of the formal qualifications of

doctors, nurses responsible for general care, dental practitioners

and veterinary surgeons respectively, with regard to acquired rights

(OJ L 385, 31.12.1981, p. 25).

Doctors

6. 393 L 0016: Council Directive 93/16/EEC of 5 April 1993 to

facilitate the free movement of doctors and the mutual recognition

of their diplomas, certificates and other evidence of formal

qualifications (OJ L 165, 7.7.1993, p. 1), as amended by:

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union

- 398 L 0021: Commission Directive 98/21/EC of 8 April 1998 amending

Council Directive 93/16/EEC to facilitate the free movement of

doctors and the mutual recognition of their diplomas, certificates

and other evidence of formal qualifications (OJ L 119, 22.4.1998, p.

15).

- 398 L 0063: Commission Directive 98/63/EC of 3 September 1998

amending Council Directive 93/16/EEC to facilitate the free movement

of doctors and the mutual recognition of their diplomas,

certificates and other evidence of formal qualifications (OJ L 253,

15.9.1998, p. 24).

(a) The following text is added to Article 3:

"in Switzerland:

titulaire du diplĮme fłdłral de młdecin

EidgenŠssisch diplomierter Arzt

titolare di diploma federale di medico

awarded by the Dłpartement fłdłral de l'intłrieur."

(b) The following text is added to Article 5(2):

"in Switzerland:

spłcialiste/Facharzt/specialista

awarded by the Dłpartement fłdłral de l'intłrieur."

(c) The following references are added to Article 5(3) in the

indents indicated below:

anaesthetics:

"Switzerland:

anesthłsiologie

Anōsthesiologie

anestesiologia"

general surgery:

"Switzerland:

chirurgie

Chirurgie

chirurgia"

neurological surgery:

"Switzerland:

neurochirurgie

Neurochirurgie

neurochirurgia"

obstetrics and gynaecology:

"Switzerland:

gynłcologie et obstłtrique

Gynōkologie und Geburtshilfe

ginecologia e ostetricia"

general (internal) medicine:

"Switzerland:

młdecine interne

Innere Medizin

medicina interna"

ophthalmology:

"Switzerland:

ophtalmologie

Ophthalmologie

oftalmologia"

oto rhino laryngology:

"Switzerland:

oto-rhino-laryngologie

Oto-Rhino-Laryngologie

otorinolaringoiatria"

paediatrics:

"Switzerland:

płdiatrie

Kinder- und Jugendmedezin

pediatria"

respiratory medicine:

"Switzerland:

pneumologie

Pneumologie

pneumologia"

urology:

"Switzerland:

urologie

Urologie

urologia"

orthopaedics:

"Switzerland:

chirurgie orthopłdique

Orthopōdische Chirurgie

chirurgia ortopedica"

pathological anatomy:

"Switzerland:

pathologie

Pathologie

patologia"

neurology:

"Switzerland:

neurologie

Neurologie

neurologia"

psychiatry:

"Switzerland:

psychiatrie et psychothłrapie

Psychiatrie und Psychotherapie

psichiatria e psicoterapia"

(d) The following references are added to Article 7(2) in the

indents indicated below:

plastic surgery:

"Switzerland:

chirurgie plastique et reconstructive

Plastische und Wiederherstellungschirurgie

chirurgia plastica e ricostruttiva"

thoracic surgery:

"Switzerland:

chirurgie cardiaque et vasculaire thoracique

Herz- und thorakale Gefōsschirurgie

chirurgia del cuore e dei vasi toracici"

paediatric surgery:

"Switzerland:

chirurgie płdiatrique

Kinderchirurgie

chirurgia pediatrica"

cardiology:

"Switzerland:

cardiologie

Kardiologie

cardiologia"

gastro-enterology:

"Switzerland:

gastro-entłrologie

Gastroenterologie

gastroenterologia"

rheumatology:

"Switzerland:

rhumatologie

Rheumatologie

reumatologia"

general haematology:

"Switzerland:

hłmatologie

Hōmatologie

ematologia"

endocrinology:

"Switzerland:

endocrinologie-diabłtologie

Endokrinologie-Diabetologie

endocrinologia-diabetologia"

physiotherapy:

"Switzerland:

młdecine physique et rładaptation

Physikalische Medizin und Rehabilitation

medicina fisica e riabilitazione"

dermato-venereology:

"Switzerland:

dermatologie et vłnłrłologie

Dermatologie und Venerologie

dermatologia e venereologia"

diagnostic radiology:

"Switzerland:

radiologie młdicale/radio-diagnostic

Medizinische Radiologie/Radiodiagnostik

radiologia medica/radiodiagnostica"

radiotherapy:

"Switzerland:

radiologie młdicale/radio-oncologie

Medizinische Radiologie/Radio-Onkologie

radiologia medica/radio-oncologia"

tropical medicine:

"Switzerland:

młdecine tropicale

Tropenmedezin

medicina tropicale"

child psychiatry:

"Switzerland:

psychiatrie et psychothłrapie d'enfants et d'adolescents

Kinder- und Jugendpsychiatrie und -psychotherapie

psichiatria e psicoterapia infantile e dell'adolescenza"

renal diseases:

"Switzerland:

nłphrologie

Nephrologie

nefralogia"

community medicine:

"Switzerland:

prłvention et santł publique

Prōvention und Gesundheitswesen

prevenzione e salute pubblica"

occupational medicine:

"Switzerland:

młdecine du travail

Arbeitsmedizin

medicina del lavoro"

allergology:

"Switzerland:

allergologie et immunologie clinique

Allergologie und klinische Immunologie

allergologia e immunologia clinica"

nuclear medicine:

"Switzerland:

radiologie młdicale/młdecine nuclłaire

Medizinische Radiologie/Nuklearmedizin

radiologia medica/medicina nucleare"

Dental, oral and maxillo-facial surgery (basic medical and dental

training:

"Switzerland:

chirurgie maxillo-faciale

Kiefer- und Gesichtschirurgie

chirurgia mascello-facciale"

6(a) 96/C/216/03: List of designations of diplomas, certificates and

other evidence of formal qualifications as general medical

practitioner published in accordance with Article 41 of Directive

93/16/EEC (OJ C 216, 25.7.1996)

Nurses

7. 377 L 0452: Council Directive 77/452/EEC of 27 June 1977

concerning the mutual recognition of diplomas, certificates and

other evidence of the formal qualifications of nurses responsible

for general care, including measures to facilitate the effective

exercise of this right of establishment and freedom to provide

services (OJ L 176, 15.7.1977, p. 1), as amended by:

- 1 79 H: Act concerning the conditions of accession of the Hellenic

Republic to the European Communities and the adjustments to the

treaties (OJ L 291, 19.11.1979, p. 91)

- 1 85 I: Act concerning the conditions of accession of the Kingdom

of Spain and the Portuguese Republic to the European Communities (OJ

L 302, 15.11.1985, p. 160)

- 389 L 0594: Council Directive 89/594/EEC of 30 October 1989 (OJ L

341, 23.11.1989, p. 19)

- 389 L 0595: Council Directive 89/595/EEC of 30 October 1989 (OJ L

341, 23.11.1989, p. 30)

- 390 L 0658: Council Directive 90/658/EEC of 4 December 1990 (OJ L

353, 17.12.1990, p. 73)

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

(a) the following text is added to Article 1(2):

"in Switzerland:

infirmiųre, infirmier, Krankenschwester, Krankenpfleger, infermiera,

infermiere"

(b) the following text is added to Article 3:

"(p) in Switzerland:

infirmiųre diplĮmłe en soins głnłraux, infirmier diplĮmł en soins

głnłraux, diplomierte Krankenschwester in allgemeiner Krankenpflege,

diplomierter Krankenpfleger in allgemeine Krankenpflege, infermiera

diplomata in cure generali, infermiere diplomato in cure generali,

awarded by the Confłrence des directeurs cantonaux des affaires

sanitaires."

8. 377 L 0453: Council Directive 77/453/EEC of 27 June 1977

concerning the coordination of provisions laid down by law,

regulation or administrative action in respect of the activities of

nurses responsible for general care (OJ L 176, 15.7.1977, p. 8), as

amended by:

- 389 L 0595: Council Directive 89/595/EEC of 30 October 1989 (OJ L

341, 23.11.1989, p. 30).

Practitioners of dentistry

9. 378 L 0686: Council Directive 78/686/EEC of 25 July 1978

concerning the mutual recognition of diplomas, certificates and

other evidence of the formal qualifications of practitioners of

dentistry, including measures to facilitate the effective exercise

of the right of establishment and freedom to provide services (OJ L

233, 24.8.1978, p. 1), as amended by:

- 1 79 H: Act concerning the conditions of accession of the Hellenic

Republic to the European Communities and the adjustments to the

treaties (OJ L 291, 19.11.1979, p. 91)

- 1 85 I: Act concerning the conditions of accession of the Kingdom

of Spain and the Portuguese Republic to the European Communities (OJ

L 302, 15.11.1985, p. 160)

- 389 L 0594: Council Directive 89/594/EEC of 30 October 1989 (OJ L

341, 23.11.1989, p. 19)

- 390 L 0658: Council Directive 90/658/EEC of 4 December 1990 (OJ L

353, 17.12.1990, p. 73)

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

(a) The following text is added to Article 1:

"in Switzerland:

młdecin dentiste, Zahnarzt, medico-dentista; "

(b) The following text is added to Article 3:

"(p) in Switzerland:

titulaire du diplĮme fłdłral de młdecin-dentiste, eidgenŠssisch

diplomierter Zahnarzt, titolare di diploma federale di

medico-dentista, awarded by the Dłpartement fłdłral de l'intłrieur"

(c) The following indent is added to Article 5 point 1:

1. Orthodontics

"in Switzerland:

diplĮme fłdłral d'orthodontiste, Diplom als Kieferorthopōde, diploma

di ortodontista, awarded by the Dłpartement fłdłral de l'intłrieur."

10. 378 L 0687: Council Directive 78/687/EEC of 25 July 1978

concerning the coordination of provisions laid down by law,

regulation or administrative action in respect of the activities of

dental practitioners (OJ L 233, 24.8.1978, p. 10), as amended by:

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

Veterinary surgeons

11. 378 L 1026: Council Directive 78/1026/EEC of 18 December 1978

concerning the mutual recognition of diplomas, certificates and

other evidence of formal qualifications in veterinary medicine,

including measures to facilitate the effective exercise of the right

of establishment and freedom to provide services (OJ L 362,

23.12.1978, p. 1), as amended by:

- 1 79 H: Act concerning the conditions of accession of the Hellenic

Republic to the European Communities and the adjustments to the

treaties (OJ L 291, 19.11.1979, p. 91)

- 1 85 I: Act concerning the conditions of accession of the Kingdom

of Spain and the Portuguese Republic to the European Communities (OJ

L 302, 15.11.1985, p. 160)

- 389 L 0594: Council Directive 89/594/EEC of 30 October 1989 (OJ L

341, 23.11.1989, p. 19)

- 390 L 0658: Council Directive 90/658/EEC of 4 December 1990 (OJ L

353, 17.12.1990, p. 73)

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

The following text is added to Article 3:

"(p) in Switzerland:

titulaire du diplĮme fłdłral de vłtłrinaire, eidgenŠssisch

diplomierter Tierarzt, titolare di diploma federale di veterinario,

awarded by the Dłpartement fłdłral de l'intłrieur."

12. 378 L 1027: Council Directive 78/1027/EEC of 18 December 1978

concerning the coordination of provisions laid down by law,

regulation or administrative action in respect of the activities of

veterinary surgeons (OJ L 362, 23.12.1978, p. 7), as amended by:

- 389 L 0594: Council Directive 89/594/EEC of 30 October 1989 (OJ L

341, 23.11.1989, p. 19)

Midwives

13. 380 L 0154: Council Directive 80/154/EEC of 21 January 1980

concerning the mutual recognition of diplomas, certificates and

other evidence of formal qualifications in midwifery and including

measures to facilitate the effective exercise of the right of

establishment and freedom to provide services (OJ L 33, 11.2.1980,

p. 1), as amended by:

- 380 L 1273: Council Directive 80/1273/EEC of 22 December 1980 (OJ

L 375, 31.12.1980, p. 74)

- 1 85 I: Act concerning the conditions of accession of the Kingdom

of Spain and the Portuguese Republic to the European Communities (OJ

L 302, 15.11.1985, p. 160)

- 89 L 0594: Council Directive 89/594/EEC of 30 October 1989 (OJ L

341, 23.11.1989, p. 19)

- 390 L 0658: Council Directive 90/658/EEC of 4 December 1990 (OJ L

353, 17.12.1990, p. 73)

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

(a) The following text is added to Article 1:

"in Switzerland:

sage-femme, Hebamme, levatrice; "

(b) The following text is added to Article 3:

"(p) in Switzerland:

sage-femme diplĮmłe, diplomierte Hebamm, levatrice diplomata,

diplomas awarded by the Confłrence des directeurs cantonaux des

affaires sanitaires"

14. 380 L 0155: Council Directive 80/155/EEC of 21 January 1980

concerning the coordination of provisions laid down by law,

regulation or administrative action relating to the taking up and

pursuit of the activities of midwives (OJ L 33, 11.2.1980, p. 8), as

amended by:

- 389 L 0594: Council Directive 89/594/EEC of 30 October 1989 (OJ L

341, 23.11.1989, p. 19)

Pharmacy

15. 385 L 0432: Council Directive 85/432/EEC of 16 September 1985

concerning the coordination of provisions laid down by law,

regulation or administrative action in respect of certain activities

in the field of pharmacy (OJ L 253, 24.9.1985, p. 34).

16. 385 L 0433: Council Directive 85/433/EEC of 16 September 1985

concerning the mutual recognition of diplomas, certificates and

other evidence of formal qualifications in pharmacy, including

measures to facilitate the effective exercise of the right of

establishment relating to certain activities in the field of

pharmacy (OJ L 253, 24.9.1985, p. 37), as amended by:

- 385 L 0584: Council Directive 85/584/EEC of 20 December 1985 (OJ L

372, 31.12.1985, p. 42)

- 390 L 0658: Council Directive 90/658/EEC of 4 December 1990 (OJ L

353, 17.12.1990, p. 73)

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

(a) The following text is added to Article 4:

"(p) in Switzerland:

titulaire du diplĮme fłdłral de pharmacien, eidgenŠssisch

diplomierter Apotheker, titolare di diploma federale di farmacista,

awarded by the Dłpartement fłdłral de l'intłrieur."

D. Architecture

17. 385 L 0384: Council Directive 85/384/EEC of 10 June 1985 on the

mutual recognition of diplomas, certificates and other evidence of

formal qualifications in architecture, including measures to

facilitate the effective exercise of the right of establishment and

freedom to provide services (OJ L 223, 21.8.1985, p. 15), as amended

by:

- 385 L 0614: Council Directive 85/614/EEC of 20 December 1985 (OJ L

376, 31.12.1985, p. 1)

- 386 L 0017: Council Directive 86/17/EEC of 27 January 1986 (OJ L

27, 1.2.1986, p. 71)

- 390 L 0658: Council Directive 90/658/EEC of 4 December 1990 (OJ L

353, 17.12.1990, p. 73)

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

(a) The following text is added to Article 11:

"in Switzerland:

- the diplomas awarded by the Ecoles polytechniques

fłdłrales/EidgenŠssische Technische Hochschulen/Politecnici Federal:

arch.dipl.EPF/dipl.Arch.ETH/arch.dipl.PF

- the diplomas awarded by the Ecole d'architecture de l'Universitł

de Genųve: architecte diplĮmł EAUG,

the certificates of the Fondation des registres suisses des

ingłnieurs, des architectes et des techniciens/Stiftung der

Schweizerischen Register der Ingenieure, der Architekten und der

Techniker/Fondazione dei Registri svizzeri degli ingegneri, degli

architetti e dei tecnici (REG): architecte REG A/Architekt REG

A/architetto REG A"

(b) Article 15 does not apply.

18. 98/C/217: Diplomas, certificates and other evidence of formal

qualifications in Architecture which are the object of mutual

recognition by the Member States (update of communication 96/C 205

of 16.7.1996) (OJ C 217, 11.7.1998).

E. Commerce and intermediaries

Wholesale trade

19. 364 L 0222: Council Directive 64/222/EEC of 25 February 1964

laying down detailed provisions concerning transitional measures in

respect of activities in wholesale trade and activities of

intermediaries in commerce, industry and small craft industries (OJ

56, 4.4.1964, p. 857/64).

20. 364 L 0223: Council Directive 64/223/EEC of 25 February 1964

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities in wholesale trade (OJ 56,

4.4.1964, p. 863/64).

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 84).

Intermediaries in commerce, industry and small craft industries

21. 364 L 0224: Council Directive 64/224/EEC of 25 February 1964

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of intermediaries in

commerce, industry and small craft industries (OJ 56, 4.4.1964, p.

869/64), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 85)

- 1 79 H: Act concerning the conditions of accession of the Hellenic

Republic to the European Communities and the adjustments to the

treaties (OJ L 291, 19.11.1979, p. 89)

- 1 85 I: Act concerning the conditions of accession of the Kingdom

of Spain and the Portuguese Republic to the European Communities (OJ

L 302, 15.11.1985, p. 155)

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

(a) The following text is added to Article 3:

">TABLE POSITION>"

Self-employed persons in retail trade

22. 368 L 0363: Council Directive 68/363/EEC of 15 October 1968

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of self-employed persons

in retail trade (ISIC ex Group 612) (OJ L 260, 22.10.1968, p. 1), as

amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 86).

23. 368 L 0364: Council Directive 68/364/EEC of 15 October 1968

laying down detailed provisions concerning transitional measures in

respect of activities of self-employed persons in retail trade (ISIC

ex Group 612) (OJ L 260 of 22.10.1968, p. 6).

Self-employed persons in the wholesale coal trade and intermediaries

in the coal trade

24. 370 L 0522: Council Directive 70/522/EEC of 30 November 1970

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of self-employed persons

in the wholesale coal trade and activities of intermediaries in the

coal trade (ISIC ex Group 6112) (OJ L 267 of 10.12.1970, p. 14), as

amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 86).

25. 370 L 0523: Council Directive 70/523/EEC of 30 November 1970

laying down detailed provisions concerning transitional measures in

respect of activities of self-employed persons in the wholesale coal

trade and in respect of activities of intermediaries in the coal

trade (ISIC ex Group 6112) (OJ L 267, 10.12.1970, p. 18).

Trade in and distribution of toxic products

26. 374 L 0556: Council Directive 74/556/EEC of 4 June 1974 laying

down detailed provisions concerning transitional measures relating

to activities, trade in and distribution of toxic products and

activities entailing the professional use of such products including

activities of intermediaries (OJ L 307, 18.11.1974, p. 1).

26a. 374 L 0557: Council Directive 74/557/EEC of 4 June 1974 on the

attainment of freedom of establishment and freedom to provide

services in respect of activities of self-employed persons and of

intermediaries engaging in the trade and distribution of toxic

products (OJ L 307, 18.11.1974, p. 5), as amended by:

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

The following text is added to the Annex:

"in Switzerland:

- All the products and toxic substances set out in Article 2 of the

poisons act (RS 814.80), and in particular those on the list of

toxic substances and products in classes 1, 2 and 3, in accordance

with Article 3 of the Regulation on toxic substances (RS 814.801)."

Itinerant activities

27. 375 L 0369: Council Directive 75/369/EEC of 16 June 1975 on

measures to facilitate the effective exercise of freedom of

establishment and freedom to provide services in respect of

itinerant activities and, in particular, transitional measures in

respect of those activities (OJ L 167, 30.6.1975, p. 29).

Self-employed commercial agents

28. 386 L 0653: Council Directive 86/653/EEC of 18 December 1986 on

the coordination of the laws of the Member States relating to

self-employed commercial agents (OJ L 382, 31.12.1986, p. 17).

F. Industry and small craft industries

Processing industries

29. 364 L 0427: Council Directive 64/427/EEC of 7 July 1964 laying

down detailed provisions concerning transitional measures in respect

of activities of self-employed persons in manufacturing and

processing industries falling within ISIC Major Groups 23-40

(Industry and small craft industries) (OJ 117, 23.7.1964, p.

1863/64), as amended by:

- 369 L 0077: Council Directive 69/77/EEC of 4 March 1969 (OJ L 59,

10.3.1969, p. 8).

For the purposes of the present agreement, the Directive is amended

as follows:

Article 5(3) does not apply.

30. 364 L 0429: Council Directive 64/429/EEC of 7 July 1964

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of self- employed persons

in manufacturing and processing industries falling within ISIC Major

Groups 23-40 (Industry and small craft industries) (OJ 117,

23.7.1964, p. 1880/64), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 83).

Mining and quarrying

31. 364 L 0428: Council Directive 64/428/EEC of 7 July 1964

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of self-employed persons

in mining and quarrying (ISIC Major Groups 11-19) (OJ 117,

23.7.1964, p. 1871/64), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 81).

Electricity, gas, water and sanitary services

32. 366 L 0162: Council Directive 66/162/EEC of 28 February 1966

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of self-employed persons

engaging in the provision of electricity, gas, water and sanitary

services (ISIC Division 5) (OJ 42, 8.3.1966, p. 584/66), as amended

by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 82).

Food manufacturing and beverage industries

33. 368 L 0365: Council Directive 68/365/EEC of 15 October 1968

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of self-employed persons

in the food manufacturing and beverage industries (ISIC Major Groups

20 and 21) (OJ L 260, 22.10.1968, p. 9), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 85).

34. 368 L 0366: Council Directive 68/366/EEC of 15 October 1968

laying down detailed provisions concerning transitional measures in

respect of activities of self-employed persons in the food

manufacturing and beverage industries (ISIC Major Groups 20 and 21)

(OJ L 260, 22.10.1968, p. 12).

For the purposes of the present agreement, the Directive is amended

as follows:

"Article 6(3) does not apply."

Exploration (prospecting and drilling) for petroleum and natural gas

35. 369 L 0082: Council Directive 69/82/EEC of 13 March 1969

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of self-employed persons

engaging in exploration (prospecting and drilling) for petroleum and

natural gas (ISIC ex Major Group 13) (OJ L 68, 19.3.1969, p. 4), as

amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 82).

G. Activities incidental to transport

36. 382 L 0470: Council Directive 82/470/EEC of 29 June 1982 on

measures to facilitate the effective exercise of freedom of

establishment and freedom to provide services in respect of

activities of self-employed persons in certain services incidental

to transport and travel agencies (ISIC Group 718) and in storage and

warehousing (ISIC Group 720) (OJ L 213, 21.7.1982, p. 1), as amended

by:

- 1 85 I: Act concerning the conditions of accession of the Kingdom

of Spain and the Portuguese Republic to the European Communities (OJ

L 302, 15.11.1985, p. 156)

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

(a) The following text is added to Article 3:

"Switzerland

A. Expłditeur

Spediteur

Spedizioniere

Dłclarant de douane

Zolldeklarant

Dichiarante di dogana

B. Agent de voyage

ReisebŽrounternehmer

Agente di viaggio

C. Entrepositaire

Lagerhalter

Agente di deposito

D. Expert en automobiles

Automobilexperte

Perito in automobili

Vłrificateur des poids et mesures

Eichmeister

Verificatore dei pesi e delle misure"

H. Film industry

37. 363 L 0607: Council Directive 63/607/EEC of 15 October 1963

implementing in respect of the film industry the provisions of the

General Programme for the abolition of restrictions on freedom to

provide services (OJ 159, 2.11.1963).

38. 365 L 0264: Second Council Directive 65/264/EEC of 13 May 1965

implementing in respect of the film industry the provisions of the

General Programmes for the abolition of restrictions on freedom of

establishment and freedom to provide services (OJ 85, 19.5.1965, p.

1437/65), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 14).

39. 368 L 0369: Council Directive 68/369/EEC of 15 October 1968

concerning the attainment of freedom of establishment in respect of

activities of self-employed persons in film distribution (OJ L 260,

22.10.1968, p. 22), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 82).

40. 370 L 0451: Council Directive 70/451/EEC of 29 September 1970

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of self-employed persons

in film production (OJ L 218, 3.10.1970, p. 37), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 88).

I. Other sectors

Business services in the real estate and other sectors

41. 367 L 0043: Council Directive 67/43/EEC of 12 January 1967

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of self-employed persons

concerned with:

1) matters of "real estate" (excluding 6401) (ISIC Group ex 640)

2) the provision of certain "business services not elsewhere

classified" (ISIC Group 839) (OJ 10 of 19.1.1967), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 82)

- 1 79 H: Act concerning the conditions of accession of the Hellenic

Republic to the European Communities and the adjustments to the

treaties (OJ L 291, 19.11.1979, p. 89)

- 1 85 I: Act concerning the conditions of accession of the Kingdom

of Spain and the Portuguese Republic to the European Communities (OJ

L 302, 15.11.1985, p. 156),

- 95/1/EC, Euratom, ECSC: adjusting the instruments concerning the

accession of new Member States to the European Union.

For the purposes of the present agreement, the Directive is amended

as follows:

(a) The following text is added to Article 2(3):

"In Switzerland:

- courtier en immeubles

Liegenschaftenmakler

agente immobiliare

- gestionnaire en immeubles

Hausverwalter

amministratore di stabili

- rłgisseur et courtier en immeubles

Immobilien-Treuhōnder

fiduciario immobiliare"

Personal services sector

42. 368 L 0367: Council Directive 68/367/EEC of 15 October 1968

concerning the attainment of freedom of establishment and freedom to

provide services in respect of activities of self-employed persons

in the personal services sector (ISIC ex Major Group 85):

1) restaurants, cafłs, taverns and other drinking and eating places

(ISIC Group 852)

2) hotels, rooming houses, camps and other lodging places (ISIC

Group 853) (OJ L 260, 29.10.1968, p. 16), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 86).

43. 368 L 0368: Council Directive 68/368/EEC of 15 October 1968

laying down detailed provisions concerning transitional measures in

respect of activities of self-employed persons in the personal

services sector (ISIC ex Major Group 85):

1) restaurants, cafłs, taverns and other drinking and eating places

(ISIC Group 852),

2) hotels, rooming houses, camps and other lodging places (ISIC

Group 853) (OJ L 260 of 29.10.1968, p. 19).

Various activities

44. 375 L 0368: Council Directive 75/368/EEC of 16 June 1975 on

measures to facilitate the effective exercise of freedom of

establishment and freedom to provide services in respect of various

activities (ISIC ex Division 01 to 85) and, in particular,

transitional measures in respect of those activities (OJ L 167,

30.6.1975, p. 22).

Hairdressing

45. 382 L 0489: Council Directive 82/489/EEC of 19 July 1982 laying

down measures to facilitate the effective exercise of the right of

establishment and freedom to provide services in hairdressing (OJ L

218, 27.7.1982, p. 24).

J. Agriculture

46. 363 L 0261: Council Directive 63/261/EEC of 2 April 1963 laying

down detailed provisions for the attainment of freedom of

establishment in agriculture in the territory of a Member State in

respect of nationals of other countries of the Community who have

been employed as paid agricultural workers in that Member State for

a continuous period of two years (OJ 62, 20.4.1963, p. 1323/63), as

amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 14).

47. 363 L 0262: Council Directive 63/262/EEC of 2 April 1963 laying

down detailed provisions for the attainment of freedom of

establishment on agricultural holdings abandoned or left

uncultivated for more than two years (OJ 62, 20.4.1963, p. 1326/63),

as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 14).

48. 365 L 0001: Council Directive 65/1/EEC of 14 December 1964

laying down detailed provisions for the attainment of freedom to

provide services in agriculture and horticulture (OJ 1, 8.1.1965, p.

1/65), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 79).

49. 367 L 0530: Council Directive 67/530/EEC of 25 July 1967

concerning the freedom of nationals of a Member State established as

farmers in another Member State to transfer from one holding to

another (OJ 190, 10.8.1967, p. 1), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 79).

50. 367 L 0531: Council Directive 67/531/EEC of 25 July 1967

concerning the application of the laws of Member States relating to

agricultural leases to farmers who are nationals of other Member

States (OJ 190, 10.8.1967, p. 3), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 80).

51. 367 L 0532: Council Directive 67/532/EEC of 25 July 1967

concerning freedom of access to co-operatives for farmers who are

nationals of one Member State and established in another Member

State (OJ 190, 10.8.1967, p. 5), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 80).

52. 367 L 0654: Council Directive 67/654/EEC of 24 October 1967

laying down detailed provisions for the attainment of freedom of

establishment and freedom to provide services in respect of

activities of self-employed persons in forestry and logging (OJ 263,

30.10.1967, p. 6), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 80).

53. 368 L 0192: Council Directive 68/192/EEC of 5 April 1968

concerning freedom of access to the various forms of credit for

farmers who are nationals of one Member State and established in

another Member State (OJ L 93, 17.4.1968, p. 13), as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 80).

54. 368 L 0415: Council Directive 68/415/EEC of 20 December 1968

concerning freedom of access to the various forms of aid for farmers

who are nationals of one Member State and established in another

Member State (OJ L 308, 23.12.1968, p. 17).

55. 371 L 0018: Council Directive 71/18/EEC of 16 December 1970

laying down detailed provisions for the attainment of freedom of

establishment in respect of self-employed persons providing

agricultural and horticultural services (OJ L 8, 11.1.1971, p. 24),

as amended by:

- 172 B: Act concerning the conditions of accession and the

adjustments to the treaties - accession to the European Communities

of the Kingdom of Denmark, Ireland and the United Kingdom of Great

Britain and Northern Ireland (OJ L 73, 27.3.1972, p. 80).

K. Miscellaneous

56. 385 D 0368: Council Decision 85/368/EEC of 16 July 1985 on the

comparability of vocational training qualifications between the

Member States of the European Community (OJ L 199, 31.7.1985, p.

56).

SECTION B - ACTS OF WHICH THE PARTIES SHALL TAKE NOTE

The contracting parties shall take note of the content of the

following acts:

In general terms

57. C/81/74/p.1: Communication from the Commission concerning the

proofs, declarations and certificates relating to good repute,

absence of previous bankruptcy, nature and duration of activity in

country of provenance, provided for in Council Directives adopted

before 1 June 1973 in the field of freedom of establishment and

freedom to provide services (OJ C 81, 13.7.1974, p. 1).

58. 374 Y 0820(01): Council Resolution of 6 June 1974 on the mutual

recognition of diplomas, certificates and other evidence of formal

qualifications (OJ C 98, 20.8.1974, p. 1).

General system

59. 389 L 0048: Declaration of the Council and the Commission on

Council Directive 89/48/EEC of 21 December 1988 on a general system

for the recognition of higher-education diplomas awarded on

completion of professional education and training of at least three

years' duration (OJ L 19, 24.1.1989, p. 23).

Doctors

60. 375 X 0366: Council Recommendation 75/366/EEC of 16 June 1975

concerning nationals of the Grand Duchy of Luxembourg who hold a

diploma in medicine conferred in a third country (OJ L 167,

30.6.1975, p. 20).

61. 375 X 0367: Council Recommendation 75/367/EEC of 16 June 1975 on

the clinical training of doctors (OJ L 167, 30.6.1975, p. 21).

62. 375 Y 0701(01): Council statements made on adopting the texts

concerning freedom of establishment and freedom to provide services

for doctors within the Community (OJ C 146, 1.7.1975, p. 1).

63. 386 X 0458: Council Recommendation 86/458/EEC of 15 September

1986 concerning nationals of the Grand Duchy of Luxembourg who hold

a diploma in medicine conferred by a third State (OJ L 167,

30.6.1975, p. 30).

64. 389 X 0601: Commission Recommendation 89/601/EEC of 8 November

1989 concerning the training of health personnel in the matter of

cancer (OJ L 346, 27.11.1989, p. 1).

Dental surgeons

65. 378 Y 0824(01): Council Statement on the Directive concerning

the coordination of provisions laid down by law, regulation or

administrative action in respect of the activities of dental

surgeons (OJ C 202, 24.8.1978, p. 1).

Veterinary medicine

66. 378 X 1029: Council Recommendation 78/1029/EEC of 18 December

1978 concerning nationals of the Grand Duchy of Luxembourg who hold

a diploma in veterinary medicine conferred in a third country (OJ L

362, 23.12.1978, p. 12).

67. 378 Y 1223(01): Council statements on the Directive concerning

the mutual recognition of diplomas, certificates and other evidence

of formal qualifications in veterinary medicine, including measures

to facilitate the effective exercise of the right of establishment

and freedom to provide services (OJ C 308, 23.12.1978, p. 1).

Pharmacy

68. 385 X 0435: Council Recommendation 85/435/EEC of 16 September

1985 concerning nationals of the Grand Duchy of Luxembourg who hold

a diploma in pharmacy conferred in a third State (OJ L 253,

24.9.1985, p. 45).

Architecture

69. 385 X 0386: Council Recommendation 85/386/EEC of 10 June 1985

concerning holders of a diploma in architecture awarded in a third

country (OJ L 223, 21.8.1985, p. 28).

Wholesale trade

70. 365 X 0077: Commission Recommendation 65/77/EEC of 12 January

1965 to Member States relating to certificates concerning the

pursuit of professional activities in the country of origin,

provided for in Article 4 paragraph 2 of Council Directive

64/222/EEC (OJ 24, 11.2.1965, p. 413/65).

Industy and small craft industries

71. 365 X 0076: Commission Recommendation 65/76/EEC of 12 January

1965 to Member States on certificates concerning the pursuit of a

profession in the country of origin, provided for in Article 4,

paragraph 2 of Council Directive 64/427/EEC (OJ 24, 11.2.1965, p.

410/65).

72. 369 X 0174: Commission Recommandation 69/174/CEE of 22 May 1969

to Member States on certificates concerning the exercise of a

profession in the country of origin, provided for in Article 5,

paragraph 2 of Council Directive 68/366/EEC (OJ L 146 of 18.6.1969,

p. 4).

 

 

PROTOCOL ON SECONDARY RESIDENCES IN DENMARK

 

The Contracting Parties agree that Protocol 1 to the Treaty

establishing the European Community concerning acquisition of real

estate property in Denmark also applies to this agreement concerning

Swiss nationals' acquisition of second homes in Denmark.

 

 

PROTOCOL REGARDING THE AALAND ISLANDS

 

The Contracting Parties agree that Protocol 2 to the Act of

Accession of Finland to the European Union concerning the Aaland

Islands also applies to this agreement.

 

 

Final Act

 

The plenipotentiaries of

THE KINGDOM OF BELGIUM

THE KINGDOM OF DENMARK

THE FEDERAL REPUBLIC OF GERMANY

THE HELLENIC REPUBLIC

THE KINGDOM OF SPAIN

THE FRENCH REPUBLIC

IRELAND

THE ITALIAN REPUBLIC

THE GRAND DUCHY OF LUXEMBOURG

THE KINGDOM OF THE NETHERLANDS

THE REPUBLIC OF AUSTRIA

THE PORTUGUESE REPUBLIC

THE REPUBLIC OF FINLAND

THE KINGDOM OF SWEDEN

THE UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND

and

of the EUROPEAN COMMUNITY

of the one part, and

of the SWISS CONFEDERATION

of the other part,

meeting on 21 June 1999 in Luxembourg for the signature of the

Agreement between the European Community and its Member States, of

the one part, and the Swiss Confederation, of the other part, on the

free movement of persons, have adopted the Joint Declarations

mentioned below and attached to this Final Act:

- Joint declaration on the general liberalisation of service

provision

- Joint declaration on retirement pensions of former employees of

institutions of the European Communities resident in Switzerland

- Joint declaration on the application of the agreement

- Joint declaration on further negotiations.

They also took note of the following declarations annexed to this

Final Act:

- Declaration by Switzerland on renewal of the Agreement

- Declaration by Switzerland on migration and asylum policy

- Declaration by Switzerland on the recognition of architects'

diplomas

- Declaration by the European Community and its Member States on

Articles 1 and 17 of Annex I

- Declaration on Swiss attendance of committees.

 

Hecho en Luxemburgo, el ventiuno de junio de mil novecientos noventa

y nueve.

Udfördiget i Luxembourg den enogtyvende juni nitten hundrede og

nioghalvfems.

Geschehen zu Luxemburg am einundzwanzigsten Juni

neunzehnhundertneunundneunzig.

>ISO_7>øółżõ ėĮ˙ Ė˙įžõüņ˙žęó˙, ėĮłĖ õčś˙ėł üčń É˙įżč˙į ščūłń

õżżłńśŽėłń õżõżČżĮń õżżąń.

>ISO_1>Done at Luxembourg on the twenty-first day of June in the

year one thousand nine hundred and ninety-nine.

Fait š Luxembourg, le vingt-et-un juin mil neuf cent quatre-vingt

dix-neuf.

Fatto a Lussemburgo, addü ventuno giugno millenovecentonovantanove.

Gedaan te Luxemburg, de eenentwintigste juni negentienhonderd

negenennegentig.

Feito em Luxemburgo, em vinte e um de Junho de mil novecentos e

noventa e nove.

Tehty Luxemburgissa kahdentenakymmenentenōensimmōisenō pōivōnō

kesōkuuta vuonna tuhatyhdeksōnsataayhdeksōnkymmentōyhdeksōn.

Som skedde i Luxemburg den tjugofŠrsta juni nittonhundranittionio.

 

Pour le Royaume de Belgique/Voor het Koninkrijk Belgiū/FŽr das

KŠnigreich Belgien

>PIC FILE= "L_2002114EN.006501.TIF">

Cette signature engage łgalement la Communautł fran÷aise, la

Communautł flamande, la Communautł germanophone, la Rłgion wallonne,

la Rłgion flamande et la Rłgion de Bruxelles-Capitale.

Deze handtekening verbindt eveneens de Vlaamse Gemeenschap, de

Franse Gemeenschap, de Duitstalige Gemeenschap, het Vlaamse Gewest,

het Waalse Gewest en het Brusselse Hoofdstedelijke Gewest.

Diese Unterschrift verbindet zugleich die Deutschsprachige

Gemeinschaft, die Flōmische Gemeinschaft, die FranzŠsische

Gemeinschaft, die Wallonische Region, die Flōmische Region und die

Region BrŽssel-Hauptstadt.

 

Põ Kongeriget Danmarks vegne

>PIC FILE= "L_2002114EN.006502.TIF">

 

FŽr die Bundesrepublik Deutschland

>PIC FILE= "L_2002114EN.006601.TIF">

 

>ISO_7>Ćłń Į÷ż Åūū÷żłśČ Ä÷ü˙śęńĮčń

>ISO_1>> PIC FILE= "L_2002114EN.006602.TIF">

 

Por el Reino de Espaęa

>PIC FILE= "L_2002114EN.006603.TIF">

 

Pour la Rłpublique fran÷aise

>PIC FILE= "L_2002114EN.006604.TIF">

 

Thar cheann Na hÉireann

For Ireland

>PIC FILE= "L_2002114EN.006605.TIF">

 

Per la Repubblica italiana

>PIC FILE= "L_2002114EN.006701.TIF">

 

Pour le Grand-Duchł de Luxembourg

>PIC FILE= "L_2002114EN.006702.TIF">

 

Voor het Koninkrijk der Nederlanden

>PIC FILE= "L_2002114EN.006703.TIF">

 

FŽr die Republik Österreich

>PIC FILE= "L_2002114EN.006704.TIF">

 

Pela RepŪblica Portuguesa

>PIC FILE= "L_2002114EN.006705.TIF">

 

Suomen tasavallan puolesta

FŠr Republiken Finland

>PIC FILE= "L_2002114EN.006801.TIF">

 

FŠr Konungariket Sverige

>PIC FILE= "L_2002114EN.006802.TIF">

 

For the United Kingdom of Great Britain and Northern Ireland

>PIC FILE= "L_2002114EN.006803.TIF">

 

Por la Comunidad Europea/For Det Europöiske Föllesskab/FŽr die

Europōische Gemeinschaft/>ISO_7>Ćłń Į÷ż ÅįęųĘńŪśČ

Ź˙łżŽĮ÷Įń/>ISO_1>For the European Community/Pour la Communautł

europłenne/Per la Comunitš europea/Voor de Europese Gemeenschap/Pela

Comunidade Europeia/Euroopan yhteisŠn puolesta/Põ Europeiska

gemenskapens vōgnar

>PIC FILE= "L_2002114EN.006804.TIF">

>PIC FILE= "L_2002114EN.006805.TIF">

 

FŽr der schweizerischen Eidgenossenschaft

Pour la Confłdłration suisse

Per la Confederazione svizzera

>PIC FILE= "L_2002114EN.006901.TIF">

>PIC FILE= "L_2002114EN.006902.TIF">

 

 

JOINT DECLARATION

on the general liberalisation of service provision

 

The Contracting Parties undertake to commence as soon as possible

negotiations on the general liberalisation of service provision on

the basis of the acquis communautaire.

 

 

JOINT DECLARATION

on retirement pensions of former employees of institutions of the

European Communities resident in Switzerland

 

The Commission of the European Communities and Switzerland undertake

to seek an appropriate solution to the problem of the double

taxation of the retirement pensions of former employees of

institutions of the European Communities resident in Switzerland.

 

 

JOINT DECLARATION

on the application of the Agreement

 

The Contracting Parties will take the necessary measures to apply

the acquis communautaire to nationals of the other Contracting Party

in accordance with the Agreement concluded between them.

 

 

JOINT DECLARATION

on further negotiations

 

The European Community and the Swiss Confederation declare their

intention of undertaking negotiations to conclude agreements in

areas of common interest such as the updating of Protocol 2 to the

1972 Free Trade Agreement and Swiss participation in certain

Community training, youth, media, statistical and environmental

programmes. Preparatory work for these negotiations should proceed

rapidly once the current bilateral negotiations have been concluded.

 

 

DECLARATION BY SWITZERLAND

on renewal of the agreement

 

Switzerland declares that it will reach a decision on renewal of the

agreement during the seventh year of its application, on the basis

of the applicable internal procedures.

 

 

DECLARATION BY SWITZERLAND

on migration and asylum policy

 

Switzerland reaffirms its wish to reinforce cooperation with the EU

and its Member States in the area of migration and asylum policy. To

this end, Switzerland is willing to participate in the EU system for

coordinating asylum applications, and it proposes that negotiations

be entered into for the conclusion of a convention parallel to the

Dublin Convention (Convention Determining the State Responsible for

Examining Applications for Asylum Lodged in one of the Member States

of the European Communities, signed in Dublin on 15 June 1990).

 

 

DECLARATION BY SWITZERLAND

on the recognition of architects' diplomas

 

Switzerland will be proposing to the Joint Committee of the

Agreement on Free Movement of Persons, as soon as this is

established, that a decision be taken to include architects'

diplomas awarded by Swiss universities of applied sciences in Annex

III to the Agreement on Free Movement of Persons, in accordance with

the provisions of Directive 85/384/EEC of 10 June 1986.

 

 

DECLARATION BY THE EUROPEAN COMMUNITY AND ITS MEMBER STATES

on articles 1 and 17 of annex I

 

The European Community and its Member States declare that Articles 1

and 17 of Annex I to the Agreement shall be without prejudice to the

acquis communautaire as regards the conditions of posting of

employees who are nationals of a third country in the context of the

cross-border provision of services.

 

 

DECLARATION

on swiss attendance of committees

 

The Council agrees that Switzerland's representatives may, in so far

as the items concern them, attend meetings of the following

committees and expert working parties as observers:

- Committees of research programmes, including the Scientific and

Technical Research Committee (CREST)

- Administrative Commission on Social Security for Migrant Workers

- Coordinating Group on the mutual recognition of higher-education

diplomas

- Advisory committees on air routes and the application of

competition rules in the field of air transport.

Switzerland's representatives shall not be present when these

committees vote.

In the case of other committees dealing with areas covered by these

agreements in which Switzerland has adopted either the acquis

communautaire or equivalent measures, the Commission will consult

Swiss experts by the method specified in Article 100 of the EEA

Agreement.

 

 

Information relating to the entry into force of the seven Agreements

with the Swiss Confederation in the sectors free movement of

persons, air and land transport, public procurement, scientific and

technological cooperation, mutual recognition in relation to

conformity assessment, and trade in agricultural products

 

The final notification of completion of the procedures necessary for

the entry into force of the seven Agreements in the sectors free

movement of persons, air and land transport, public procurement,

scientific and technological cooperation, mutual recognition in

relation to conformity assessment, and trade in agricultural

products between the European Community and its Member States, on

the one hand, and the Swiss Confederation on the other hand, signed

in Luxembourg on 21 June 1999, having taken place on 17 April 2002,

these agreements will enter into force, simultaneously, on 1 June

2002.