21999A0318(01)

 

Agreement between the European Community and the Government of

Canada on sanitary measures to protect public and animal health in

respect of trade in live animals and animal products

 

Official Journal L 071 , 18/03/1999 P. 0003 - 0063 

 

Dates:

of document:   17/12/1998

of effect:   17/12/1998; Entry into force See Art 18 And OJ L

71/99 P. 64

of signature:   17/12/1998; Ottawa

end of validity:   99/99/9999

 

Authentic language: English ; French

Author:

European Community ; Canada

 

Subject matter: External relations ; Commercial policy ; Health and

safety

Directory code: 03503000 ; 03800000 ; 11404000

EUROVOC descriptor: animal product ; meat ; prevention of disease ;

public health ; Canada ; EC agreement

 

Legal basis:

192E113................... Adoption

192E228-P2F1.............. Adoption

Instruments cited:

294A1223(01)..............

294A1223(05)..............

Amended by:

Corrected by.. 299A0318(01)R(01). (FR)

Adopted by.... 399D0201.......... DP18/3/99

 

 

 

 

AGREEMENT between the European Community and the Government of

Canada on sanitary measures to protect public and animal health in

respect of trade in live animals and animal products

 

THE EUROPEAN COMMUNITY (the 'Community`)

and

THE GOVERNMENT OF CANADA ('Canada`)

hereinafter referred to collectively as the 'Parties`:

ACKNOWLEDGING that their systems of sanitary measures are intended

to provide comparable health assurances;

REAFFIRMING their commitment to their rights and obligations under

the Marrakesh Agreement establishing the World Trade Organisation

(the 'WTO Agreement`), and its Annexes, in particular the Agreement

on the application of sanitary and phytosanitary measures (the 'SPS

Agreement`);

DESIRING to facilitate trade in live animals and animal products

between the Community and Canada while safeguarding animal and

public health in relation to the wholesomeness of food products;

RESOLVING to take the fullest account of the risk of spread of

animal infection and disease and the measures put in place to

control and eradicate such infections and diseases, and in

particular to avoid disruptions to trade,

HAVE AGREED AS FOLLOWS:

 

 

Article 1 Objective

The objective of this Agreement is to facilitate trade in live

animals and animal products between the Community and Canada by

establishing a mechanism for the recognition of equivalence of

sanitary measures maintained by the two Parties consistent with the

protection of public and animal health, and to improve communication

and cooperation on sanitary measures.

 

Article 2 Definitions

For the purposes of this Agreement:

(a) live animals and animal products means the live animals and

animal products, including fish and fishery products, listed in

Annex I;

(b) sanitary measures means sanitary measures as defined in

paragraph 1 of Annex A to the SPS Agreement;

(c) appropriate level of sanitary protection means the appropriate

level of sanitary protection as defined in paragraph 5 of Annex A of

the SPS Agreement;

(d) region means both 'zone` and 'region` as defined in the Animal

Health Code of the Office International des Epizooties (OIE), and

for aquaculture as defined in the International Aquatic Animal

Health Code of the OIE;

(e) responsible authorities means:

(i) for Canada, the authorities described in Part A of Annex II; and

(ii) for the Community, the authorities described in Part B of Annex

II.

 

Article 3 Scope

1. This Agreement applies in respect of trade between the Community

and Canada in live animals and animal products.

2. Subject to paragraph 3, the provisions of this Agreement shall

apply initially to sanitary measures of the Parties that apply to

trade in live animals and animal products.

3. Unless otherwise specified under the provisions set out in the

Annexes to this Agreement, and without prejudice to Article 11, the

scope of this Agreement shall exclude sanitary measures related to

food additives (all food additives and colours), sanitary stamps,

processing aids, flavours, irradiation (ionisation), contaminants

(including microbiological standards), transport, chemicals

originating from the migration of substances from packaging

materials, labelling of foodstuffs, nutritional labelling, animal

feedingstuffs, medicated feeds and premixes.

4. The parties may agree to apply the principles of this Agreement

to address veterinary issues other than sanitary measures applicable

to trade in live animals and animal products.

5. The Parties may agree to modify this Agreement in the future to

extend the scope to other sanitary or phytosanitary measures

affecting trade between the Parties.

 

Article 4 Relation to the WTO Agreement

Nothing in this Agreement shall modify the rights or obligations of

the Parties under the WTO Agreement and in particular the SPS

Agreement.

 

Article 5 Recognition of regional conditions

1. The Parties recognise the concept of regionalisation, which they

agree to apply in respect of the diseases listed in Annex III.

2. Where one of the Parties considers that it has a special status

with respect to a specific disease, it may request recognition of

that status. The importing Party may also request additional

guarantees in respect of imports of live animals and animal products

appropriate to the agreed status. The guarantees for specific

diseases shall be specified in Annex V.

3. Without prejudice to paragraph 2, the importing Party shall

recognise regionalisation decisions taken in accordance with

criteria as defined in Annex IV as the basis for trade from a party

whose territory is affected by one or more of the diseases listed in

Annex III.

 

Article 6 Recognition of equivalence

1. The importing Party shall recognise a sanitary measure of the

exporting Party as equivalent if the exporting Party objectively

demonstrates that its measure achieves the importing Party's

appropriate level of protection.

2. Once determined, equivalence shall be applied in relation to

individual or groups of sanitary measures for live animals or animal

product sectors, or parts of sectors, in relation to legislation,

inspection and control systems, parts of systems, or in relation to

specific legislation, inspections and/or hygiene requirements.

 

Article 7 Criteria for recognition of equivalence

1. In determining whether a sanitary measure maintained by an

exporting Party achieves the importing Party's appropriate level of

sanitary protection, the Parties shall follow the process set out

below:

(i) identification of the sanitary measures for which recognition of

equivalence is sought;

(ii) explanation by the importing Party of the objective of its

sanitary measures, including an assessment, as appropriate to the

circumstances, of any risks that the sanitary measures are intended

to address, and identification by the importing Party of its

appropriate level of sanitary protection;

(iii) provision of information by the exporting Party supporting its

view that its sanitary measures achieve the importing Party's

appropriate level of sanitary protection;

(iv) assessment by the importing Party of whether the exporting

Party's sanitary measures achieve the importing Party's appropriate

level of sanitary protection; this step may include an evaluation

of:

(a) the risks identified by the importing Party and evidence

provided by the exporting Party that its sanitary measures

effectively address those risks;

(b) the legislation authority, standards, practices and procedures

including those of laboratories, as well as the programmes in place

to ensure that the domestic requirements of the exporting Party and

the importing Party's requirements are met;

(c) the documented structure of the relevant responsible

authorities, their command chain, their authority, their operational

procedures and the resources available to them; and

(d) the performance of the relevant responsible authorities in

relation to the control programme and assurances.

The importing Party may carry out audit and verification procedures,

in accordance with Article 10, to assist this assessment.

2. Where equivalence has not been recognised, the conditions for

trade shall be those required by the importing Party, as set out in

Annex V, to meet its appropriate level of protection. The exporting

Party may agree to meet the importing Party's conditions, without

prejudice to the result of the process set out in paragraph 1.

3. In carrying out the process described in paragraph 1, and setting

the conditions referred to in paragraph 2, the Parties shall take

account of experience and information already acquired.

 

Article 8 Status of the recognition of equivalence of the Parties'

sanitary measures

1. Annex V lists those sectors, or parts of sectors, for which at

the date of entry into force of this Agreement the Parties'

respective sanitary measures are recognised as equivalent for trade

purposes.

2. Annex V also lists those sectors, or parts of sectors, for which,

at the date of entry into force of this Agreement, the Parties apply

different sanitary measures and have not concluded the process

described in paragraph 1 of Article 7. The Parties shall carry out

the actions set out in Annex V based on the process described in

paragraph 1 of Article 7, with the objective of recognising

equivalence by the dates indicated in Annex V.

3. With respect to sanitary measures recognised as equivalent for

trade purposes at the date of entry into force of this Agreement,

the Parties, within their competences, shall initiate the necessary

legislative and administrative actions within three months to

implement these recognitions.

 

Article 9 Health certificate

When required, each consignment of live animals or animal products

presented for import, and for which equivalence has been recognised,

will be accompanied by an official health certificate, the model

attestation of which is prescribed in Annex VII. The Parties may

jointly determine principles or guidelines for certification. Any

such principles or guidelines shall be set out in Annex VII.

 

Article 10 Audit and verification

1. To maintain confidence in the effective implementation of the

provisions of this Agreement, each Party has the right to carry out

audit and verification procedures of all or part of the exporting

Party's authorities' total control programme as specified in Annex

VI.

2. Each Party has the right to carry out frontier checks on

consignments on importation, in accordance with Article 11, the

results of which may contribute to the audit and verification

process.

3. The Community shall carry out the audit and verification

procedures provided for in paragraph 1 and the frontier checks

provided for in paragraph 2.

4. For Canada, its responsible authorities carry out the audit and

verification procedures and frontier checks provided for in

paragraphs 1 and 2.

5. Upon the mutual consent of the Parties, either Party may:

(a) share the results and conclusions of its audit procedures and

frontier checks with countries that are not Parties to this

Agreement, or

(b) use the results and conclusions of the audit procedures and

frontier checks of countries that are not Parties to this Agreement.

 

Article 11 Frontier (import) checks and inspection fees

1. The frequency and nature of frontier checks shall be based on the

risk to public and animal health associated with the importation of

a live animal or animal product.

2. The frequency rate of frontier checks on imported live animals

and animal products shall be as set out in Annex VIII.

3. In the event that frontier checks reveal non-conformity with the

relevant import requirements, the action taken by the importing

Party shall be based on an assessment of the risk involved.

4. Wherever possible, the importer of a non-conforming consignment,

or his representative, shall be notified of the reason for

non-conformity, and shall be given access to the consignment and the

opportunity to contribute relevant information to assist the

importing Party in taking a final decision.

5. A Party may collect fees for the costs incurred in conducting

frontier checks. Provisions concerning these fees may be added to

Annex VII.

 

Article 12 Notification and consultation

1. The Parties shall notify each other, in writing, of:

(a) significant changes in health status, such as the presence and

evolution of diseases in Annex III, within 24 hours of confirmation

of the change;

(b) findings of epidemiological importance with respect to diseases

which are not in Annex III or which are new diseases, without delay;

and

(c) any additional measures beyond the basic requirements of their

respective sanitary measures taken to control or eradicate animal

disease or protect public health, and any changes in preventative

policies, including vaccination policies.

2. In cases of serious and immediate concern with respect to public

or animal health, oral notification shall be made immediately, and

written confirmation should follow within 24 hours.

3. Written and oral notifications shall be made to the contact

points set out in Annex X.

4. Where a Party has serious concerns regarding a risk to public or

animal health, consultations regarding the situation shall, on

request, take place as soon as possible, and in any case within 14

days of the request. Each Party shall endeavour in such situations

to provide all the information necessary to avoid a disruption in

trade, and to reach a mutually acceptable solution.

 

Article 13 Safeguard clause

A Party may, on serious public or animal health grounds, take

provisional measures necessary for the protection of public or

animal health. These measures shall be notified to the other Party

within 24 hours of the decision to implement them and, on request,

consultations regarding the situation shall be held within 14 days

of the notification. The Parties shall take due account of any

information provided through such consultations.

 

Article 14 Information exchange

1. The parties shall exchange information relevant to the

implementation of this Agreement on a uniform and systematic basis,

to provide assurance, engender mutual confidence and demonstrate the

efficacy of the programmes controlled. Where appropriate, this may

include exchanges of officials.

2. The information exchange on changes in their respective sanitary

measures, and other relevant information, shall include:

(a) the opportunity to consider proposals for the introduction of

new measures or changes in existing measures, which may affect this

Agreement, in advance of their finalisation. Where either Party

considers it necessary, proposals may be dealt with in accordance

with Article 16(4);

(b) briefing on current developments affecting trade in live animals

and animal products;

(c) information on the results of the audit and verification

procedures provided for in Article 10.

3. The contact points for this exchange of information are set out

in Annex X.

4. The Parties shall provide for the submission of scientific papers

or data to the relevant scientific fora to substantiate any views or

claims made in respect of a matter arising under this Agreement.

Such information shall be evaluated by the relevant scientific fora

in a timely manner, and the results of that examination shall be

made available to both Parties.

 

Article 15 Outstanding issues

The principles of this Agreement shall be applied to address

outstanding issues affecting trade between the Parties in live

animals and animal products as listed in Annex IX. Modifications

shall be made to this Annex and, as appropriate, the other Annexes,

to take account of progress made and new issues identified.

 

Article 16 Joint Management Committee

1. A Joint Management Committee (hereinafter referred to as 'the

Committee`), consisting of representatives of the Parties is hereby

established. The Committee shall consider any matters relating to

the Agreement, and shall examine all matters which may arise in

relation to its implementation. The Committee shall meet within one

year of the entry into force of this Agreement, and at least

annually thereafter. The Committee may also address issues out of

session by correspondence.

2. The Committee shall, at least once a year, review the Annexes to

this Agreement, notably in the light of progress made under the

consultations provided for under this Agreement. Following its

review, the Committee shall issue a report of its proceedings

including any recommendations of the Committee.

3. In the light of the provisions set out in paragraph 2, the

Parties may agree to modify the Annexes consistent with the

Agreement. Modifications shall be agreed by an exchange of notes.

4. The Parties agree to establish technical working groups

consisting of expert-level representatives of the Parties, which

shall identify and address technical and scientific issues arising

from this Agreement.

When additional expertise is required, ad hoc groups, notably

scientific groups, may be constituted by the Parties. Membership of

such ad hoc groups need not be restricted to representatives of the

Parties.

 

Article 17 Territorial application

This Agreement shall apply, on the one hand, to the territories in

which the Treaty establishing the European Community is applied and

under the conditions laid down in that Treaty, and on the other

hand, to the territory of Canada.

 

Article 18 Final provisions

1. This Agreement and its Annexes shall enter into force upon an

exchange of notes indicating that the Parties have completed all

legal requirements necessary for that purpose.

2. Each Party shall implement the commitments and obligations

arising from this Agreement and its Annexes in accordance with its

internal procedures.

3. Either Party may terminate this Agreement by giving at least six

months' notice in writing. The Agreement shall terminate on the

expiry of the period of notice.

 

In witness whereof, the undersigned being duly authorised, have

signed this Agreement.

Done in two copies, this seventeenth day of December 1998, in each

of the English and French languages, each version being equally

authentic.

For the European Community

>REFERENCE TO A GRAPHIC>

For the Government of Canada

>REFERENCE TO A GRAPHIC>

 

 

 

ANNEX I

>TABLE POSITION>

 

 

 

ANNEX II

 

RESPONSIBLE AUTHORITIES

 

A. Responsible authorities of Canada

The following departments are responsible for the application of

sanitary measures in respect of domestically produced, exported and

imported animals and animal products and for issuing health

certificates attesting to agreed standards unless otherwise noted:

the Canadian Food Inspection Agency (CFIA), or the Department of

Health, as appropriate.

 

 

B. Responsible authorities of the Community

Control is shared between the national services in the individual

Member States and the European Communities. In this respect the

following applies:

- In terms of exports to Canada, the Member States are responsible

for control of the production circumstances and requirements,

including statutory inspections and issuing health certification

attesting to the agreed standards and requirements.

- The European Commission is responsible for overall coordination,

inspection/audits of inspection systems and the necessary

legislative action to ensure uniform application of standards and

requirements within the Single European Market.

 

 

 

 

ANNEX III

 

DISEASES FOR WHICH REGIONALISATION DECISIONS CAN BE TAKEN

>TABLE POSITION>

 

Aquaculture diseases

The list of aquaculture diseases is to be discussed further by the

Parties on the basis of the International Aquatic Animal Health code

of the OIE.

 

 

 

ANNEX IV

 

REGIONALISATION AND ZONING

Further to Article 5(3), the Parties agree that the following forms

the basis for regionalisation decisions for the diseases listed in

Annex III. Each Party agrees to recognise regionalisation decisions

taken in accordance with this Annex.

 

Animal diseases

Regionalisation - Adjacent countries or parts of countries which

have the same animal health status and similar disease controls can

be treated as a region. The region must be clearly delineated by

natural, artificial or legal boundaries which must be effective. The

region must have a common control policy for the specific disease.

There must be a uniform effective system of epidemiological

surveillance throughout the region and an official sanitary

agreement between the countries involved.

In assessing risk from a given proposed importation of animals or

animal products, three sets of factors may be considered:

1. source risk factors;

2. commodity risk factors;

3. destination risk factors.

 

Source risk factors

The primary determinant of the risk of importing diseases is the

status of the country of origin in respect of the disease in

question. However, declarations of disease freedom must be backed up

by effective surveillance programmes.

The overriding consideration in this context, therefore, is the

quality of the veterinary infrastructure. No other factors can be

assessed without full confidence in the veterinary administration.

In particular, their ability to detect and control an outbreak of

disease and to provide meaningful certification is crucial.

The ability to detect the presence of disease depends on the

surveillance carried out. This surveillance can be active, passive,

or both.

Active surveillance implies definitive action intended to identify

the presence of disease, such as systematic clinical inspections,

ante and post mortem examination, serology on farm or in abattoir,

referral of pathological material for laboratory diagnosis, sentinel

animals.

Passive surveillance means that the disease must be compulsorily

notifiable and that there must be a sufficiently high level of

supervision of the animals in order to ensure that the disease will

be observed quickly and reported as a suspect. There must also be a

mechanism for investigation and confirmation, and farmers and

veterinarians must have a high level of awareness of the disease and

its symptoms.

Epidemio-surveillance may be augmented by voluntary and compulsory

herd/flock health programmes, particularly those which ensure a

regular veterinary presence on the farm.

Other factors to be considered include:

- disease history,

- vaccination history,

- controls on movements into the zone, out of the zone and within

the zone,

- animal identification and recording,

- presence of disease in adjacent areas,

- physical barriers between zones of differing status,

- meteorological conditions,

- use of buffer zones (with or without vaccination),

- presence of vectors and/or reservoirs,

- active control and eradication programmes (where appropriate),

- ante and post mortem inspection system.

On the basis of these factors, a zone may be defined.

The authority with the responsibility for implementing the zoning

policy is in the best position to define and maintain the zone. When

there is a high level of confidence in that authority, the decisions

it makes can be the basis for trade.

The zones so defined may be assigned a risk category.

Possible categories are:

- low/negligible risk,

- medium risk,

- high risk,

- unknown risk.

Calculation of estimates of risk for e.g. live animals may assist in

this categorisation. Import conditions may then be defined for each

category, disease and commodity, individually or in groups.

Low/negligible risk implies that importation may take place based on

a simple guarantee of origin.

Medium risk implies that some combination of certification and/or

guarantees may be required before or after importation.

High risk implies that importation will only take place under

conditions which significantly reduce the risk, e.g. by additional

guarantees, testing or treatment.

Unknown risk implies that imports will only take place if the

commodity itself is of very low risk, e.g. hides, wool, or under the

conditions for 'high risk` if the commodity factors warrant.

 

Commodity risk factors

These include:

- is the disease transmissible by the commodity?

- could the agent be present in the commodity if derived from a

healthy and/or clinically affected animal?

- can the predisposing factor be reduced, e.g. by vaccination?

- what is the likelihood that the commodity has been exposed to

infection?

- has the commodity been obtained in such a way as to reduce the

risk, e.g. deboning?

- has the commodity been subjected to a treatment which inactivates

the agent?

Appropriate tests and quarantine will reduce the risk.

 

Destination risk factor

- presence of susceptible animals;

- presence of vectors;

- possible vector-free period;

- preventive measures such as waste food feeding and animal waste

rendering rules;

- intended use of product e.g. petfood, human consumption only.

These factors are inherent in or are under the control of the

importing country, and some may therefore be modified to facilitate

trade. These may, for example, include restricted entry conditions

e.g. animals to be confined to a certain vector-free region until

the incubation period has passed, or canalisation systems. However,

destination risk factors will also be taken into account by the

infected country with respect to the risk presented by movements

from the infected part to the free part of its territory.

 

Aquaculture diseases

Pending the development of any specific provisions to be included in

this Annex, the basis for regionalisation decisions for aquaculture

diseases will be the International Aquatic Health Code of the OIE.

 

 

 

ANNEX V

>TABLE POSITION>

>TABLE POSITION>

8. Compliance with EC water testing requirements.

9. Compliance with EC requirements on medical health certificates.

10. No export of mechanically recovered meat.

11. Meat must not be treated with tenderisers, or come from animals

treated with hormonal growth promoters.

12. For trade from Canada to Sweden and Finland, Canada will certify

in accordance with Council Decision 95/409/EC (fresh: veal, beef and

pigmeat), Council Decision 95/410/EC (live poultry for slaughter),

Council Decision 95/411/EC (fresh poultrymeat), Commission Decision

95/160/EC (breeding poultry and day-old chicks), and Commission

Decision 95/161/EC (laying hens).

No attestation is required for consignments of fresh meat as defined

in Directive 72/462/EEC intended for an establishment for the

purposes of pasteurisation, sterilisation or for treatment having an

equivalent effect.

13. Wood shall not be used for pens for sick and suspect animals.

Pens for sick and suspect animals shall be sited and constructed to

preclude contact with animals intended for slaughter for export to

the EC and effluent from such pens shall not flow into adjoining

pens or passageways.

14. Separate office for inspection officials in cutting plants.

15. Hides must be removed from veal.

16. Trichina testing of horsemeat and pigmeat in accordance with

Directive 77/96/EEC.

17. Shrouds not to be used on carcases.

18. Compliance with EC rules on veterinary post-mortem and

post-mortem inspection.

19. Compliance with EC rules on counter-flow chillers (Directive

71/118/EEC).

20. Compliance with EC rules on decontamination.

II. EC EXPORTS TO CANADA

1. Ensure separation of waste water and other effluents necessary to

prevent backflow contamination.

2. Room temperatures not to exceed:

>TABLE POSITION>

Product temperatures for refrigerated meat products not to exceed 4

°C.

3. Continuous assessment of health status of employees. Details on

systems in place in Member States to be provided.

4. Compliance with Canada rules on post-mortem inspection for

poultry.

Footnote B

Fisheries products for human consumption

I. CANADIAN EXPORTS TO THE EC:

1. For identification purposes, products should bear the Canadian

registration number of the production facility, in accordance with

Chapter VII of the Appendix to Directive 91/493/EEC.

2. Processing plants must have automatic temperature recorders in

frozen fish storage areas and non-hand operated wash-basins in

processing areas.

3. Cooked shellfish must meet the microbiological standards

established in Decision 93/51/EEC.

4. Aquaculture products must meet the maximum residue levels as

prescribed by Council Regulation (EC) No 3277/90.

5. All shipments of live lobsters and eels must meet the

requirements for export under the 'Canadian Live Fish Certification

Protocol`.

II. EC EXPORTS TO CANADA

1. Products must be labelled with the approved EC number, as per

Directive 91/493/EEC.

2. Products must meet the microbiological guidelines as defined by

the Canadian bacteriological guidelines for fish and fish products.

3. Products must meet the Canadian guidelines for chemical

contaminants and toxins in fish and fish products.

4. Smoked fish packed in hermetically sealed containers must be

frozen or contain a salt level not less than 9 % (water phase

method).

5. Aquaculture products must meet the Canadian guidelines for

therapeutant use.

Footnote C

Live bivalve molluscs for human consumption

I. CANADIAN EXPORTS TO THE EC:

1. The original harvest site must be within Canada.

2. Product must be destined for direct human consumption and not for

wet storage, relaying or depuration in EC.

3. Labelling on each bag or container must be marked with the

species of shellfish (common and scientific names), the official

registration number identifying the processing plant (dispatch

center) and the packing date.

4. Products must meet the microbiological and toxicological

standards established in Chapter V of the Appendix to Directive

91/492/EEC.

II. EC EXPORTS TO CANADA:

1. The original harvest site must be within the EC.

2. Product must be destined for direct human consumption and not for

wet storage, relaying or depuration in Canada.

3. Labelling on each bag or container must include the common name

of the shellfish, date and area of harvest, name, address and

registration number of the dispatch center.

4. Products must meet the microbiological guidelines as defined by

the Canadian Bacteriological Guidelines for Fish and Fish Products.

5. Products must meet the Canadian Guidelines for Chemical

Contaminants and Toxins in Fish and Fish Products.

Footnote D

Live bovine animals and bovine semen - IBR

Canada will certify in accordance with Article 3 of Commission

Decision 93/42/EEC or Article 2 of Commission Decision 95/109/EC as

appropriate for exports to Member States or regions of Members

States which have been granted special conditions for

intra-Community trade.

Footnote E

Live porcine animals and porcine semen - Aujeszky's disease

Canada will certify in accordance with Article 5 of Commission

Decision 93/24/EEC or Article 4 of Commission Decision 93/244/EEC as

appropriate for exports to Member States or regions of Member States

which have been granted special conditions for intra-Community

trade.

 

 

 

 

ANNEX VI

 

GUIDELINES ON PROCEDURES FOR CONDUCTING AN AUDIT

 

1. General principles

1.1. Audits should be made in cooperation between the auditing party

(the 'auditor`) and the audited party, (the 'auditee`) in accordance

with the provisions set out in this Annex.

1.2. Audits should be designed to check the effectiveness of the

controlling authority rather than to reject individual animals,

groups of animals, consignments of food or establishments. The

process can include study of the relevant regulations, method of

implementation, assessment of the end result, including assessments

conducted, as considered necessary, at establishments or facilities,

level of compliance and subsequent corrective actions. Where an

audit reveals a serious risk to animal or human health, the auditee

shall take immediate corrective action.

1.3. The frequency of audits should be based on performance. A low

level of performance should result in an increased frequency of

audit; unsatisfactory performance must be corrected by the auditee

to the auditor's satisfaction.

1.4. Audits, and the decisions based on them, shall be made in a

transparent and consistent manner.

 

 

2. Principles relating to the auditor

Those responsible for conducting the audit should prepare a plan,

preferably in accordance with recognised international standards,

that covers the following points:

2.1. the subject, depth and scope of the audit;

2.2. the date and place of the audit, along with a timetable up to

and including the issue of the final report;

2.3. the language or languages in which the audit will be conducted

and the report written;

2.4. the identity of the auditors including, if a team approach is

used, the leader. Specialised professional skills may be required to

carry out audits of specialised systems and programmes;

2.5. a schedule of meetings with officials and visits to

establishments or facilities, as appropriate. The identity of

establishments or facilities to be visited should be stated in

advance, although additional or alternate facilities may be visited

during the audit if it is considered necessary;

2.6. subject to provisions on freedom of information, respect of

commercial confidentiality shall be observed by the auditor.

Conflicts of interest must be avoided;

2.7. respect of the rules governing occupational health and safety.

This plan should be reviewed in advance with representatives of the

auditee.

 

 

3. Principles relating to the auditee

The following principles apply to actions taken by the auditee, in

order to facilitate audit.

3.1. The auditee must cooperate fully with the auditor and should

nominate personnel responsible for this task. Cooperation may

include, for example:

- access to all relevant regulations and standards,

- access to compliance programmes and appropriate records and

documents,

- access to audit and inspection reports,

- documentation concerning corrective actions and sanctions,

- facilitating entry to establishments or facilities.

3.2. The auditee must operate a documented programme to demonstrate

to the auditor that standards are being met on a consistent and

uniform basis.

 

 

4. Procedures

 

4.1. Opening meeting

An opening meeting should be held between representatives of both

parties. At this meeting the auditor will be responsible for

reviewing the audit plan and confirming that adequate resources,

documentation, and any other necessary facilities are available for

conducting the audit.

 

4.2. Document review

The document review may consist of a review of the documents and

records referred to in paragraph 3.1, the structures and powers of

the auditee, and any relevant changes to food inspection and

certification systems since the adoption of this Agreement or since

the previous audit, with emphasis on the implementation of elements

of the system of inspection and certification for animals or

products of interest. This may include an examination of relevant

inspection and certification records and documents.

 

4.3. On-site verification

4.3.1. The decision to include this step should be based upon an

assessment of risk, taking into account factors such as the animals

or products concerned, the history of conformity with requirements

by the industry sector or exporting country, the volume of product

produced and imported or exported, changes in infrastructure and the

nature of the inspection and certification systems.

4.3.2. On-site verification may involve visits, which may be

unannounced, to production and manufacturing facilities, food

handling or storage areas and control laboratories to check on

compliance with the information contained in the documentary

material referred to in 4.2.

 

4.4. Follow-up audit

Where a follow-up audit is being conducted in order to verify the

correction of deficiencies, it may be sufficient to examine only

those points which have been found to require correction.

 

 

5. Working documents

Working documents may include checklists of elements to evaluate,

such as the following:

- legislation,

- structure and operations of inspection and certification services,

- establishment details and working procedures (including any HACCP

documentation),

- health statistics, sampling plans and results,

- compliance action and procedures,

- reporting and complaint procedures, and

- training programmes.

 

 

6. Closing meeting

A closing meeting shall be held between representatives of both

Parties. At this meeting the auditor will present the findings of

the audit. The information should be presented in a clear, concise

manner so that the conclusions of the audit are clearly understood.

The Parties may discuss specific actions to be taken as the result

of the findings.

 

 

7. Audit report

The auditor shall provide the auditee with a draft report of the

audit generally within 60 days of the conclusion of the audit. To

the extent possible, the report shall be presented in a standardised

format to be agreed upon by the Parties in order to make the

approach to audit more uniform, transparent and efficient. The

report will assess the adequacy of the auditee's enforcement and

control programme and identify any deficiencies noted during the

conduct of the audit. Thereafter, the auditee may within 60 days

comment on the draft report and shall describe any specific

corrective actions that will be taken, preferably with target dates

for completion. Any comments made by the auditee shall be included

in the final report.

 

 

 

 

ANNEX VII

 

CERTIFICATION

Official health certificates will cover consignments of live animals

and/or animal products being traded between the Parties.

 

Health attestations:

(a) Equivalence agreed

Model health attestation to be used ('yes 1` for animal and/or

public health).

'The live animals or animal products herein described comply with

the relevant European Community/Canadian standards and requirements

which have been recognised as equivalent to the Canadian/European

Community standards and requirements as prescribed in the

Canadian/EC Veterinary Agreement. Specifically in accordance with

(insert: exporting country's legislation)`.

(b) Until certificates on the basis of equivalence have been

adopted, existing certification shall continue to be used as set out

in Annex V.

 

Language:

Exports from Canada: the official health certificate will be issued

either in English or French or both as well as in one of the

languages of the Member State in which the border inspection post is

situated and where the consignment is presented.

Exports from the EC: the official health certificate will be issued

in the language of the Member State of origin as well as either in

English or French or both.

 

 

 

ANNEX VIII

 

FRONTIER CHECKS

 

Frequencies of frontier checks on consignments of live animals and

animal products

The Parties may modify any frequency rate, within their

responsibilities, as appropriate, taking into account the nature of

any checks applied by the exporting Party prior to export, the

importing Party's past experience with products imported from the

exporting Party, any progress made toward the recognition of

equivalence, or as a result of other actions or consultations

provided for in this Agreement.

>TABLE POSITION>

For the purposes of this Agreement, 'consignment` means a quantity

of products of the same type, covered by the same health certificate

or document, conveyed by the same means of transport, consigned by a

single consignee and originating from the same exporting Party or

part of such Party.

 

 

 

ANNEX IX

 

OUTSTANDING ISSUES

1. The Parties agree that the following areas are to be explored as

part of a work programme:

- contaminants (including microbiological standards),

- food additives,

- animal feeding stuffs,

- medicated feeds and premixes,

- labelling of foodstuffs,

- nutritional labelling,

- flavours,

- processing aids,

- chemicals originating from the migration of substances from

packaging materials,

- irradiation,

- sanitary stamps,

- zootechnical standards.

2. Canada has submitted a document outlining a proposed model for a

risk based import inspection model. There is agreement between the

Parties to explore the possibility of implementing this approach.

3. The Parties agree to discuss issues associated with the transit

of live animals through the territory of the Parties.

 

 

 

ANNEX X

 

CONTACT POINTS FOR THE ADMINISTRATION OF THIS AGREEMENT

A Party may unilaterally amend its section of this Annex. Such

amendments shall be notified to the other Party without delay, and

shall come into force on the date specified in the notification, but

shall not come into force prior to the date of the notification.

Pursuant to Article 14(3), the following are the contact points for

each of the Parties.

For Canada

The initial contact point is:

Agriculture Counsellor

Agriculture Section

Canadian Mission to the European Union

Avenue de Tervuren/Tervurenlaan 2

B-1040 Brussels;

Telephone: (32) 2 741-0610 (Agriculture Counsellor)

(32) 2 741-0698 (Agricultural Affairs Assistant)

(32) 2 741-0611 (Switchboard)

Fax: (32) 2 741-0629

Other important contacts are:

For matters related to live animals, agri-food, fish, and seafood

products:

Executive Director

Animal Products Directorate

Canadian Food Inspection Agency

59 Camelot Drive

Nepean, Ontario

K1A 0Y9

Telephone: (613) 225-2342

Fax: (613) 228-6631

For matters specifically related to fish health and diseases:

Director

Aquaculture and Oceans Science Branch

Department of Fisheries and Oceans

200 Kent Street

Ottawa, Ontario

K1A 0E6

Telephone: (613) 990-0275

Fax: (613) 954-0807

For matters related to human health:

Director General

Food Directorate

Health Protection Branch

Health Canada

Health Protection Building, Tunney's Pasture

Ottawa, Ontario

K1A 0L2

For the Community

The initial contact point is:

The Director

DG VI.B.II Quality and Health

Commission of the European Communities

Rue de la Loi/Wetstraat 86 (Room 8/53)

Brussels;

Telephone: (32) 2 295 6838

Fax: (32) 2 296 4286